Early Access

10-QPeriod: Q3 FY2023

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q3 Ended Sep 30, 2023

Filed November 2, 2023For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported solid results for the third quarter of 2023, demonstrating resilience in a challenging economic environment. Total net revenue increased by 6% year-over-year to $9.4 billion, driven by higher net interest income fueled by growth in the credit card loan portfolio and increased asset yields. Net income rose by 6% to $1.8 billion, or $4.45 per diluted share, primarily due to the increase in net interest income, although this was partially offset by a higher provision for credit losses reflecting continued credit normalization. The company's balance sheet remains robust, with total assets growing 4% to $471.4 billion, largely driven by an increase in cash balances. Deposits also saw a significant increase of 13% to $346.0 billion, supporting asset growth. Capital ratios remain strong, with the Common Equity Tier 1 (CET1) capital ratio at 13.0% as of September 30, 2023, well above regulatory requirements. While the credit card segment continues to be the primary driver of earnings, the company is also navigating an increase in net charge-offs and delinquency rates, particularly in its credit card portfolio, which management attributes to continued credit normalization. The company returned $232 million to shareholders through dividends and $150 million through share repurchases in the quarter, underscoring its commitment to capital return.

Financial Statements
Beta
Revenue$9.37B
Operating Income$4.18B
Interest Expense$3.45B
Net Income$1.79B
EPS (Basic)$4.46
EPS (Diluted)$4.45
Shares Outstanding (Basic)382.50M
Shares Outstanding (Diluted)383.30M

Key Highlights

  • 1Total net revenue increased 6% to $9.4 billion in Q3 2023 compared to Q3 2022.
  • 2Net income increased 6% to $1.8 billion, or $4.45 per diluted share, in Q3 2023.
  • 3Net interest income grew by 6% to $7.4 billion, driven by higher loan balances and yields, particularly in the credit card segment.
  • 4Provision for credit losses increased by 37% to $2.3 billion, reflecting continued credit normalization.
  • 5Net charge-off rate increased by 132 basis points to 2.56% in Q3 2023, primarily due to credit normalization in the credit card portfolio.
  • 6Total deposits increased by 13% to $346.0 billion as of September 30, 2023.
  • 7Common Equity Tier 1 (CET1) capital ratio stood at a strong 13.0% as of September 30, 2023.

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