8-K/AExhibits & Filings

CAPITAL ONE FINANCIAL CORP 8-K/A Report, Exhibit Filing (Jan 26, 2007)

Filed January 26, 2007For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

This Form 8-K/A filing from Capital One Financial Corporation serves as an amendment to a previous 8-K filed on December 1, 2006, which reported the closing of its merger with North Fork Bancorporation, Inc. The primary purpose of this amendment is to provide the necessary financial information related to the acquired entity, North Fork. Investors reviewing this filing should focus on the attached financial statements and pro forma information. These exhibits offer detailed financial data for North Fork as of and for periods ending in 2005 and 2006, as well as preliminary pro forma combined financial statements reflecting the merger's impact. This information is crucial for understanding the financial contribution of North Fork to Capital One post-merger and for assessing the combined entity's financial position and performance.

Key Highlights

  • 1Amendment to a prior Form 8-K to provide supplemental financial information.
  • 2Details relate to the merger between Capital One Financial Corporation and North Fork Bancorporation, Inc.
  • 3Includes audited financial statements of North Fork for the fiscal year ended December 31, 2005 (Exhibit 99.1).
  • 4Includes unaudited financial statements of North Fork for the nine months ended September 30, 2006 (Exhibit 99.2).
  • 5Provides preliminary unaudited pro forma condensed combined financial information as of September 30, 2006, and for relevant periods in 2005 and 2006 (Exhibit 99.3).
  • 6The merger with North Fork was officially closed on December 1, 2006.
  • 7The filing includes a consent from KPMG LLP, indicating their involvement with the financial statements.

Frequently Asked Questions

This Form 8-K/A is an amendment to a previous filing to provide the required financial statements and pro forma information related to Capital One's acquisition of North Fork Bancorporation, Inc., which closed on December 1, 2006.

The filing includes the audited consolidated financial statements of North Fork for the fiscal year ended December 31, 2005, and its unaudited consolidated financial statements for the nine-month period ended September 30, 2006.

The preliminary unaudited pro forma condensed combined financial information shows how Capital One and North Fork might have looked financially if they had been combined during the specified periods. This helps investors understand the potential financial impact of the merger on the combined company's balance sheet and income statement.

The financial statements for North Fork were prepared as of and for the periods ending in 2005 and 2006. The filing also includes the consent of KPMG LLP (Exhibit 23.1), indicating their professional involvement with the audited financial statements.