8-K/ARegulation FDExhibits & Filings

CAPITAL ONE FINANCIAL CORP 8-K/A Report, Regulation FD Disclosure (Aug 10, 2011)

Filed August 10, 2011For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

This filing is an Amendment No. 1 to a Current Report on Form 8-K, filed by Capital One Financial Corporation (COF) on August 10, 2011. The primary purpose of this amendment is to provide a revised Exhibit 99.1, which is an investor presentation dated August 10, 2011. Specifically, an update was made to Slide 8 of this presentation. All other information from the original Form 8-K remains unchanged. For investors, the key takeaway is that this filing is a procedural update to an existing report, primarily concerning an investor presentation. The amendment does not introduce new material events or disclosures beyond the revised slide in the presentation. Investors should refer to the original Form 8-K and the updated investor presentation for the most comprehensive understanding of Capital One's business and forward-looking statements, with particular attention to the revised information on Slide 8.

Key Highlights

  • 1Amendment No. 1 to Form 8-K filed on August 10, 2011.
  • 2The amendment's primary purpose is to furnish a revised Exhibit 99.1 (Investor Presentation dated August 10, 2011).
  • 3A specific update was made to Slide 8 of the investor presentation.
  • 4All other information from the original Form 8-K filed on August 10, 2011, remains unchanged.
  • 5The filing includes standard risk factors related to forward-looking statements and potential transaction impacts.
  • 6This filing continues to speak as of the date of the Original Form 8-K.
  • 7The presentation includes risk factors associated with the pending acquisition of HSBC domestic credit card businesses and ING Direct business.

Frequently Asked Questions

This filing is an amendment to a previous 8-K. Its main purpose is to provide a revised version of the investor presentation (Exhibit 99.1) that was originally filed, specifically updating Slide 8. No other information from the original filing has changed.

The only update made in this amendment is to Slide 8 of the investor presentation dated August 10, 2011. The content of this specific slide has been revised.

No, this amendment is purely a procedural update to an existing exhibit. It does not disclose any new material events or changes beyond the revision to Slide 8 of the investor presentation.

The filing highlights various risks associated with potential transactions, including the possibility that regulatory approvals may not be obtained, modifications to transaction terms might be required, difficulties in integrating acquired businesses (HSBC domestic credit card and ING Direct), failure to realize projected cost savings and benefits, changes in interest rates and capital markets, and potential reputational risks or changes in asset quality.