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CAPITAL ONE FINANCIAL CORP 8-K Report, Material Agreement (May 1, 2012)

Filed May 1, 2012For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) filed an 8-K on May 1, 2012, announcing the completion of its acquisition of HSBC's U.S. credit card business. This significant transaction involved acquiring $28.2 billion in credit card receivables and $0.6 billion in other net assets for approximately $31.3 billion in cash, including a $2.5 billion premium. The filing also details the entry into a Purchaser Transition Services Agreement (TSA) with HSBC Technology & Services (USA) Inc. (HTSU). Under this agreement, HTSU will provide essential operational services for up to three years to facilitate the smooth integration of the acquired business. These services cover a broad range, including enterprise services, operations, IT, and fraud prevention. Investors should note that detailed financial statements and pro forma information related to this acquisition will be filed in a subsequent amendment.

Key Highlights

  • 1Capital One completed the acquisition of HSBC's U.S. credit card business on May 1, 2012.
  • 2The acquisition included $28.2 billion in credit card receivables and $0.6 billion in other net assets.
  • 3The total consideration paid was approximately $31.3 billion in cash, reflecting a $2.5 billion premium on receivables.
  • 4A Transition Services Agreement (TSA) was entered into with HTSU for operational support of the acquired business.
  • 5The TSA covers key areas such as enterprise services, operations, IT, and fraud/information security.
  • 6HTSU will provide services for up to two years, with an option for an additional year.
  • 7Full financial statements and pro forma information for the acquisition will be filed later via amendment.

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