8-KLeadership Changes

COSTCO WHOLESALE CORP /NEW 8-K Report, Executive Changes (Oct 21, 2011)

Filed October 21, 2011For Securities:COST

Summary

This 8-K filing from Costco Wholesale Corporation (COST) addresses the compensation arrangements for retiring CEO James Sinegal during his transition period. The filing confirms Mr. Sinegal's retirement as CEO on December 31, 2011, with continued employment until February 1, 2013. His compensation during this period includes a pro-rata salary, a potential bonus, and a special grant of restricted stock units. Key details for investors include the specifics of Mr. Sinegal's salary and bonus eligibility for the remainder of 2011 and his reduced salary for 2012 until his employee tenure concludes. The grant of 8,333 restricted stock units, with vesting tied to performance conditions and his final employment date, represents a significant retention and incentive component during his phased exit. These arrangements provide clarity on leadership transition and executive compensation.

Key Highlights

  • 1James Sinegal to retire as CEO on December 31, 2011, but will remain employed with the company until February 1, 2013.
  • 2Compensation for the remaining CEO tenure includes pro-rata salary and potential bonus award.
  • 3For the period January 1, 2012, to February 1, 2013, Mr. Sinegal will receive a $100,000 annual salary and will not be eligible for a bonus.
  • 4Mr. Sinegal will continue to receive his current employee benefits throughout his transition period.
  • 5Awarded a grant of 8,333 restricted stock units (RSUs).
  • 6One-half of the RSUs will vest upon satisfaction of performance conditions set by the Compensation Committee.
  • 7The remaining half of the RSUs will vest on February 1, 2013, coinciding with the end of his employment.

Frequently Asked Questions

This filing details the compensation arrangements for James Sinegal during his transition period following his retirement as CEO, which is scheduled for December 31, 2011. It outlines his salary, bonus potential, and stock unit awards until his employment concludes on February 1, 2013.

For the remainder of 2011 as CEO, he will receive a pro-rata portion of his annual salary (contracted at $350,000) and is eligible for a bonus. From January 1, 2012, to February 1, 2013, he will receive a salary of $100,000 and will not be eligible for a bonus. He will also continue to receive his current employee benefits.

Mr. Sinegal was granted 8,333 RSUs. This award includes a performance-based vesting component for half of the units and a time-based vesting component for the other half, which is tied to his final employment date of February 1, 2013. This serves as an incentive for his continued service and potential performance during his transition.

While his retirement as CEO is effective December 31, 2011, Mr. Sinegal's employment with Costco will continue until February 1, 2013.