8-KOther Events

DOVER Corp 8-K Report (Aug 14, 2002)

Filed August 14, 2002For Securities:DOV

Summary

This 8-K filing from Dover Corporation (DOV), dated August 14, 2002, primarily serves to disclose the submission of sworn statements by its principal executive and financial officers to the Securities and Exchange Commission (SEC). These statements were made in response to specific SEC directives, including Order No. 4-460 related to Section 21(a)(1) of the Securities Exchange Act of 1934, and also in compliance with Section 906 of the newly enacted Sarbanes-Oxley Act of 2002 concerning the company's Form 10-Q for the quarter ended June 30, 2002. For investors, this filing indicates a period of increased regulatory scrutiny and a focus on corporate governance and financial reporting accuracy. The submission of these sworn statements suggests that Dover Corporation is actively addressing SEC inquiries and is committed to providing transparency regarding its financial disclosures. Investors should pay close attention to the content of these attached statements (Exhibits 99.1, 99.2, and 99.3) as they likely contain important information related to the company's financial health and compliance efforts during this period.

Key Highlights

  • 1Dover Corporation's principal executive and financial officers submitted sworn statements to the SEC on August 12, 2002.
  • 2These statements were made in response to SEC Order No. 4-460, issued under Section 21(a)(1) of the Securities Exchange Act of 1934.
  • 3The company also submitted a written statement on August 13, 2002, under Section 906 of the Sarbanes-Oxley Act of 2002.
  • 4This Section 906 statement specifically relates to Dover Corporation's Quarterly Report on Form 10-Q for the period ending June 30, 2002.
  • 5The filing includes the submission of supporting exhibits (99.1, 99.2, and 99.3) containing the actual statements.
  • 6The report is filed under Regulation FD Disclosure, indicating public dissemination of material information.
  • 7The filing was made on August 14, 2002, shortly after the submission of the statements.

Frequently Asked Questions

The primary purpose of this 8-K filing is to formally announce and document that Dover Corporation's top executives, the Chairman, President, CEO, and the VP of Finance/CFO, submitted sworn statements to the Securities and Exchange Commission. These statements are related to regulatory inquiries and compliance with new legislation, specifically the Sarbanes-Oxley Act of 2002.

The sworn statements were submitted in response to SEC Order No. 4-460, which required such statements under Section 21(a)(1) of the Securities Exchange Act of 1934. Additionally, a separate written statement was provided under Section 906 of the Sarbanes-Oxley Act of 2002, a new law enacted in mid-2002, concerning the accuracy of the company's financial report for the quarter ended June 30, 2002.

The Sarbanes-Oxley Act of 2002 is a landmark federal law that significantly increased corporate responsibility and the penalties for corporate fraud. Its inclusion in this filing indicates that Dover Corporation is subject to and complying with its provisions, which mandate higher standards for financial reporting and executive accountability, particularly regarding the accuracy of SEC filings like the Form 10-Q.

The actual sworn statements are provided as exhibits to this 8-K filing. Specifically, Exhibit 99.1 contains the statement from the Principal Executive Officer, Exhibit 99.2 contains the statement from the Principal Financial Officer, and Exhibit 99.3 contains the joint written statement related to the Form 10-Q for the quarter ended June 30, 2002.