8-KOther EventsExhibits & Filings

Duke Energy CORP 8-K Report, Corporate Update (Nov 17, 2011)

Filed November 17, 2011For Securities:DUKDUKBDUK-PA

Summary

Duke Energy Corporation (DUK) filed an 8-K on November 17, 2011, to report on the issuance of new debt. The company entered into an underwriting agreement on November 14, 2011, to sell $500 million in aggregate principal amount of 2.15% Senior Notes due 2016. These notes are being issued under an existing indenture, as supplemented by a Sixth Supplemental Indenture dated November 17, 2011. This issuance represents a financing activity by Duke Energy to secure long-term debt at a fixed interest rate.

Key Highlights

  • 1Duke Energy issued $500 million in 2.15% Senior Notes due 2016.
  • 2The debt issuance occurred on November 14, 2011.
  • 3The notes are governed by an existing indenture, amended by a Sixth Supplemental Indenture dated November 17, 2011.
  • 4The company entered into an Underwriting Agreement with several representatives of underwriters, including BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, and Morgan Stanley & Co. LLC.
  • 5This filing serves as notification of a significant debt financing event for the company.
  • 6The legal opinion on the validity of the securities is filed as Exhibit 5.1 and incorporated into Registration Statement No. 333-169633.

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