Summary
Fifth Third Bancorp (FITB) filed an 8-K on May 16, 2013, to report on amendments to its Articles of Incorporation and an offering of depositary shares. The primary focus of this filing is the issuance of 600,000 depositary shares, each representing a 1/25th ownership interest in its Series H Preferred Stock. This preferred stock has a fixed-to-floating rate feature, is non-cumulative, and perpetual, with a liquidation preference of $1,000 per depositary share. The offering aims to raise capital and enhance Fifth Third's capital structure. Investors should note that these preferred securities carry specific designations, preferences, limitations, and relative rights as outlined in the amended articles of incorporation. The filing also includes various exhibits detailing the underwriting agreement, deposit agreement, and legal opinions regarding the securities.
Key Highlights
- 1Fifth Third Bancorp is issuing 600,000 depositary shares representing its Series H Preferred Stock.
- 2The Series H Preferred Stock is 5.10% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.
- 3Each depositary share represents a 1/25th ownership interest in a share of Series H Preferred Stock, with a liquidation preference of $1,000 per depositary share.
- 4The filing includes amendments to Fifth Third's Articles of Incorporation to establish the terms of the Series H Preferred Stock.
- 5An Underwriting Agreement with several major financial institutions (Morgan Stanley, Deutsche Bank, Goldman Sachs, J.P. Morgan) is in place for the offering.
- 6The offering is part of a shelf registration statement previously filed with the SEC.