Summary
Goldman Sachs Group, Inc. (GS) filed an 8-K on September 20, 2011, to report the issuance of new debt securities. Specifically, the company issued $33,125,000 in Fixed and Floating Rate Notes due 2016. This issuance was conducted under the company's existing automatic shelf registration statement on Form S-3, which was filed previously and has the registration number 333-154173. The filing primarily serves to disclose the details of this debt offering, including the aggregate principal amount and maturity date of the notes. The included exhibits consist of legal opinions and consents related to the issuance, provided by Sullivan & Cromwell LLP. For investors, this report signals ongoing capital management and funding activities by Goldman Sachs.
Key Highlights
- 1Goldman Sachs Group, Inc. issued $33,125,000 in Fixed and Floating Rate Notes due 2016.
- 2The debt issuance occurred on September 20, 2011.
- 3The notes were issued pursuant to the company's automatic shelf registration statement on Form S-3 (File No. 333-154173).
- 4The filing is made under Item 9.01 (Financial Statements and Exhibits).
- 5Exhibits filed include legal opinions and consents from Sullivan & Cromwell LLP.