8-KExhibits & Filings

GOLDMAN SACHS GROUP INC 8-K Report, Exhibit Filing (Feb 16, 2012)

Filed February 16, 2012For Securities:GSGS-PAGS-PCGS-PDGSCE

Summary

This 8-K filing by The Goldman Sachs Group, Inc. (GS) on February 16, 2012, primarily serves to disclose the issuance of new debt securities. The company executed the sale of three tranches of notes with varying interest rates and maturity dates: $15,358,000 in 3.25% Notes due 2017, $3,932,000 in 4.50% Notes due 2023, and $17,185,000 in 5.00% Notes due 2028. These debt issuances were conducted under the company's automatic shelf registration statement on Form S-3, indicating a routine financing activity to manage its capital structure and fund operations. The filing also includes supporting legal documentation, such as the opinion of counsel Sullivan & Cromwell LLP, which is standard for such debt offerings. For investors, this report highlights the company's ongoing access to capital markets and its strategy for long-term funding.

Key Highlights

  • 1Goldman Sachs Group, Inc. issued new debt securities on February 16, 2012.
  • 2The issuance includes $15,358,000 of 3.25% Notes due 2017.
  • 3An additional $3,932,000 of 4.50% Notes due 2023 were issued.
  • 4The company also issued $17,185,000 of 5.00% Notes due 2028.
  • 5The debt was issued under the company's existing Form S-3 automatic shelf registration statement.
  • 6The filing includes exhibits such as the legal opinion from Sullivan & Cromwell LLP.
  • 7This represents a standard capital markets transaction for Goldman Sachs.

Frequently Asked Questions

The primary purpose of this 8-K filing is to report the issuance of new debt securities by Goldman Sachs Group, Inc. on February 16, 2012, and to provide necessary documentation related to this issuance.

Goldman Sachs issued three series of notes: $15,358,000 in 3.25% Notes due 2017, $3,932,000 in 4.50% Notes due 2023, and $17,185,000 in 5.00% Notes due 2028.

The debt securities were issued under Goldman Sachs' automatic shelf registration statement on Form S-3 (File No. 333-176914).

The filing includes the opinion of Sullivan & Cromwell LLP regarding the debt issuance, and their consent, which are incorporated by reference into the registration statement.