8-KExhibits & Filings

GOLDMAN SACHS GROUP INC 8-K Report, Exhibit Filing (Mar 8, 2012)

Filed March 8, 2012For Securities:GSGS-PAGS-PCGS-PDGSCE

Summary

This 8-K filing by Goldman Sachs Group, Inc. (GS) on March 8, 2012, primarily serves as notification of the issuance of new debt securities. The company successfully raised capital through the issuance of $1.2 billion in Floating Rate Notes due 2017, and several tranches of fixed-rate notes totaling approximately $65.1 million, with maturities ranging from 2018 to 2032. This debt issuance was conducted under the company's existing automatic shelf registration statement on Form S-3, indicating a well-established framework for accessing capital markets. For investors, this filing highlights Goldman Sachs' ongoing need and ability to access debt markets to fund its operations and strategic initiatives. The mix of floating and fixed-rate debt suggests a strategy to manage interest rate risk and leverage different market conditions. While the filing doesn't provide details on the use of proceeds, it underscores the company's active capital management and its continued reliance on debt financing to support its business.

Key Highlights

  • 1Goldman Sachs Group, Inc. issued new debt securities on March 8, 2012.
  • 2Total debt issued includes $1.2 billion in Floating Rate Notes due 2017.
  • 3Additional fixed-rate notes were issued, totaling approximately $65.1 million.
  • 4Fixed-rate note maturities range from 2018 to 2032, with specific rates of 4.00%, 4.75%, and 5.50%.
  • 5The debt issuance was conducted under the company's automatic shelf registration statement on Form S-3 (File No. 333-176914).
  • 6The filing includes legal opinions and consents from Sullivan & Cromwell LLP as exhibits.

Frequently Asked Questions

The primary purpose of this 8-K filing was to report the issuance of new debt securities by Goldman Sachs Group, Inc. and to provide the associated legal documentation as exhibits.

Goldman Sachs issued $1.2 billion in Floating Rate Notes due 2017 and approximately $65.1 million in fixed-rate notes across three tranches with different maturities and interest rates.

The debt securities were issued pursuant to the company's automatic shelf registration statement on Form S-3, filed with the SEC under File No. 333-176914.

The company issued $1.2 billion of Floating Rate Notes due 2017, $34,638,000 of 4.00% Notes due 2018, $7,060,000 of 4.75% Notes due 2022, and $23,404,000 of 5.50% Notes due 2032.