8-KEarnings & ResultsExhibits & Filings

GOLDMAN SACHS GROUP INC 8-K Report, Financial Results (Oct 16, 2014)

Filed October 16, 2014For Securities:GSGS-PAGS-PCGS-PDGSCE

Summary

Goldman Sachs Group, Inc. (GS) filed an 8-K on October 16, 2014, to report its financial results for the third quarter ended September 30, 2014. This filing primarily incorporates by reference a press release that contains the detailed financial information. Investors should refer to the attached press release (Exhibit 99.1) for a comprehensive understanding of the company's performance during the quarter. The press release, dated October 16, 2014, is the main source of information for the quarter's financial condition and results of operations. Certain sections of the press release, specifically those under the caption "Highlights" and a subsequent quotation, are explicitly excluded from being considered "filed" under SEC regulations. However, the remaining information within the press release is deemed filed and is therefore relevant for assessing the company's financial standing and operational performance.

Key Highlights

  • 1Goldman Sachs reported its third quarter 2014 earnings on October 16, 2014.
  • 2The 8-K filing incorporates by reference a press release containing the quarterly financial results.
  • 3Exhibit 99.1 is the press release detailing the third quarter ended September 30, 2014 results.
  • 4Specific sections of the press release (Highlights and a following quotation) are not considered 'filed' under SEC rules.
  • 5The majority of the press release's content is deemed 'filed' and is relevant for investors.
  • 6The filing was signed by Harvey M. Schwartz, Chief Financial Officer.

Frequently Asked Questions

The detailed financial results for the third quarter ended September 30, 2014, are contained within the press release attached as Exhibit 99.1 to this Form 8-K filing.

This 8-K filing itself primarily serves as a notification that the company has released its third quarter earnings. The actual financial performance details, including revenue, net earnings, and other operational metrics, are found in the incorporated press release (Exhibit 99.1).

No, certain sections of the press release, specifically those under the 'Highlights' caption and a subsequent quotation, are excluded from being considered 'filed' under Section 18 of the Securities Exchange Act of 1934. However, the rest of the press release is deemed 'filed'.

The report was signed by Harvey M. Schwartz, the Chief Financial Officer of The Goldman Sachs Group, Inc.