8-KExhibits & Filings

GOLDMAN SACHS GROUP INC 8-K Report, Exhibit Filing (Feb 16, 2017)

Filed February 16, 2017For Securities:GSGS-PAGS-PCGS-PDGSCE

Summary

This 8-K filing by Goldman Sachs Group, Inc. (GS) on February 16, 2017, primarily serves to report the issuance of new debt securities under an existing shelf registration statement. The company has successfully raised significant capital through the sale of three distinct tranches of notes: $750 million in Floating Rate Notes due 2022, $1 billion in 3.00% Notes due 2022, and $1.25 billion in 3.85% Notes due 2027. This debt issuance indicates Goldman Sachs' ongoing strategy to manage its capital structure and fund its diverse business operations. Investors should note the specific maturity dates and interest rates associated with these notes, which provide insights into the company's cost of borrowing and its plans for long-term financing. The filing also includes standard legal documentation related to these issuances.

Key Highlights

  • 1Goldman Sachs issued new debt securities on February 16, 2017.
  • 2Total debt issuance amounts to $750 million (Floating Rate Notes due 2022) + $1 billion (3.00% Notes due 2022) + $1.25 billion (3.85% Notes due 2027) = $3 billion.
  • 3The debt was issued under the company's automatic shelf registration statement on Form S-3.
  • 4The issuance includes three distinct series of notes with varying interest rates and maturity dates.
  • 5Specifics of the debt offerings: $750 million Floating Rate Notes due 2022, $1 billion 3.00% Notes due 2022, and $1.25 billion 3.85% Notes due 2027.
  • 6The filing includes exhibits such as the forms of the notes and legal opinions from Sullivan & Cromwell LLP.

Frequently Asked Questions

The primary purpose of this 8-K filing is to report the issuance of new debt securities by Goldman Sachs Group, Inc. and to provide the associated legal documentation as exhibits.

Goldman Sachs raised a total of $3 billion through this debt issuance, consisting of $750 million in Floating Rate Notes due 2022, $1 billion in 3.00% Notes due 2022, and $1.25 billion in 3.85% Notes due 2027.

These debt securities were issued under Goldman Sachs Group, Inc.'s automatic shelf registration statement on Form S-3, specifically File No. 333-198735 (as amended).

Goldman Sachs issued three types of notes: Floating Rate Notes due 2022, 3.00% Notes due 2022, and 3.85% Notes due 2027. The first two mature in 2022, and the third matures in 2027.