8-KRegulation FDExhibits & Filings

GOLDMAN SACHS GROUP INC 8-K Report, Regulation FD Disclosure (Sep 12, 2017)

Filed September 12, 2017For Securities:GSGS-PAGS-PCGS-PDGSCE

Summary

Goldman Sachs Group, Inc. (GS) filed an 8-K on September 12, 2017, primarily to disclose information presented by its President and Co-Chief Operating Officer, Harvey M. Schwartz, at the 2017 Barclays Global Financial Services Conference. The filing includes a presentation (Exhibit 99.1) that likely offers insights into the firm's strategic outlook, performance, and growth opportunities. Investors should note that this information is furnished under Regulation FD and is not deemed "filed" for purposes of Section 18 of the Exchange Act, meaning it carries no Section 18 liability and is not automatically incorporated into other SEC filings. The presentation is crucial for investors seeking an update on Goldman Sachs' business strategy and market positioning. While the specific details of the presentation are not in the 8-K itself, its availability through webcast and replay on the company's website signals management's intention to communicate directly with the market. Investors are cautioned that the presentation contains forward-looking statements regarding potential revenues and growth, which are subject to inherent uncertainties and risks. For a comprehensive understanding of these risks, investors are directed to the firm's most recent Form 10-K and 10-Q filings.

Key Highlights

  • 1Goldman Sachs presented at the 2017 Barclays Global Financial Services Conference on September 12, 2017.
  • 2Harvey M. Schwartz, President and Co-Chief Operating Officer, was the presenter.
  • 3A presentation (Exhibit 99.1) from the conference is attached to the 8-K filing.
  • 4The presentation is available via live audio webcast and subsequent replay on the Investor Relations website.
  • 5Information furnished under Regulation FD is not considered 'filed' for Section 18 liability purposes.
  • 6The filing includes a cautionary note regarding forward-looking statements about potential revenues and growth opportunities.
  • 7Investors are directed to 10-K and 10-Q filings for detailed risk factors and financial information.

Frequently Asked Questions

The main purpose of this 8-K filing is to provide public disclosure of information presented by Goldman Sachs' President and Co-Chief Operating Officer, Harvey M. Schwartz, at the 2017 Barclays Global Financial Services Conference. It includes the presentation materials as an exhibit for investors.

The presentation materials are attached as Exhibit 99.1 to this 8-K filing. Additionally, a live audio webcast of the presentation was available, and a replay is accessible on the Investor Relations section of Goldman Sachs' website.

The information furnished under Item 7.01 Regulation FD Disclosure is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. Therefore, it does not subject Goldman Sachs to the liabilities under that Section and is not automatically incorporated by reference into other SEC filings.

The presentation contains forward-looking statements about potential revenues and growth opportunities. These statements are based on current beliefs and are subject to inherent uncertainties and risks. The firm's actual results could differ materially from these projections. For a detailed discussion of these risks, investors should refer to Goldman Sachs' most recent Form 10-K and 10-Q filings.