Summary
This Form 8-K filing by The Goldman Sachs Group, Inc. (GS) primarily announces the filing of a Restated Certificate of Incorporation, effective November 10, 2021. This restated document incorporates the previously filed Certificate of Designations for its 4.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series V. For investors, the key takeaway is that this filing formally integrates the terms of the Series V preferred stock into the company's foundational corporate documents. While not a new issuance, it represents a procedural step to ensure all relevant corporate structures are accurately reflected in the company's charter. Investors holding or considering the Series V preferred stock should note that its terms are now formally codified within the company's governing certificate of incorporation.
Key Highlights
- 1Goldman Sachs Group, Inc. (GS) filed a Restated Certificate of Incorporation on November 10, 2021.
- 2The filing formally incorporates the terms of the 4.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series V.
- 3This action amends the company's articles of incorporation.
- 4The Restated Certificate of Incorporation was filed with the Secretary of State of the State of Delaware.
- 5The filing is a procedural update to reflect existing preferred stock designations.
- 6The Restated Certificate of Incorporation is attached as Exhibit 3.1.