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IAU · iShares Gold Trust

32 filings

8-K

IAU 8-K Current Reports

iShares Gold Trust - 32 current reports

Filing record · 2016–202610-K1110-Q328-K11

IAU filed 11 annual reports (10-K), 32 quarterly reports (10-Q) and 11 current reports (8-K) between 2016 and 2026.

  1. Material agreement8-K · Dec ’16Dec ’16
  2. Leadership change8-K · Jul ’19Jul ’19
  3. Leadership change8-K · Jun ’22Jun ’22
  4. FY2024 annual report10-K · Feb ’25Feb ’25
Showing 1-32 of 32 filings
8-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Mar 31, 2026)

This 8-K filing by iShares Gold Trust (IAU) primarily announces significant leadership changes within its sponsor, iShares Delaware Trust Sponsor LLC. Effective March 27, 2026, Jay Jacobs has been appointed to the Board of Directors and also assumes the roles of President and Chief Executive Officer of the Sponsor. Mr. Jacobs brings extensive experience in the ETF industry, having held senior positions at BlackRock, Inc., including his current role as U.S. Head of Equity ETFs. His background also includes founding and leading research and strategy at Global X ETFs and prior experience at the New York Stock Exchange. Concurrently, Shannon Ghia has resigned from her positions as Director, President, and Chief Executive Officer of the Sponsor. The filing explicitly states that Ms. Ghia's departure was amicable and not due to any disagreements regarding the Trust's operations or policies. These leadership transitions are material for investors as they reflect potential shifts in strategic direction and operational oversight for the Trust, which is backed by iShares Delaware Trust Sponsor LLC.

Mar 31, 20268-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Apr 26, 2024)

iShares Gold Trust (IAU) has filed an 8-K report on April 26, 2024, primarily detailing changes in its Board of Directors. Lindsey Haswell has been appointed to the Board of Directors of the Sponsor, iShares® Delaware Trust Sponsor LLC, and also appointed to the Sponsor's Audit Committee. Ms. Haswell brings extensive legal and administrative experience from various technology and crypto-asset companies, including MoonPay and Blockchain.com, which may be viewed as bringing a contemporary perspective to the Trust's governance.

Apr 26, 20248-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Jun 6, 2022)

This 8-K filing reports significant leadership changes within the Sponsor of the iShares Gold Trust (IAU). Effective June 3, 2022, Shannon Ghia has been appointed as the new President and CEO of the Sponsor, and Bryan Bowers has been appointed as the new Chief Financial Officer of the Sponsor. Mr. Bowers has also been appointed to the Sponsor's Board of Directors. These appointments follow the resignations of Paul Lohrey (President, CEO, and Director) and Trent W. Walker (CFO), effective the same date. The filing explicitly states that these resignations were not due to any disputes with the Trust. Investors should note the extensive experience of Ms. Ghia and Mr. Bowers within BlackRock's ETF and financial operations, suggesting a continuation of established operational practices.

Jun 6, 20228-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Mar 8, 2022)

iShares Gold Trust (IAU) filed an 8-K report on March 7, 2022, announcing a change in the Directorship of its sponsor, iShares® Delaware Trust Sponsor LLC. Shannon Ghia was appointed as a Director, effective March 2, 2022, replacing Rachel Aguirre. Ms. Ghia brings extensive experience from BlackRock, where she currently serves as Global Co-Head of ETF Markets, overseeing teams focused on investment integrity and product development within BlackRock's ETF and Index Investing organization. This leadership change within the sponsor entity is the primary information conveyed in this filing. Investors in IAU should note Ms. Ghia's background in ETF markets and product engineering, which suggests a continued focus on the operational integrity and market quality of the Trust's offerings. The departure of Ms. Aguirre was stated to be without any dispute or disagreement with the Trust.

Mar 8, 20228-K
Material AgreementsShareholder MattersExhibits & Filings

iShares Gold Trust 8-K Report, Material Agreement (Jan 31, 2022)

The iShares Gold Trust (IAU) filed an 8-K on January 31, 2022, reporting a significant update to its governing agreement. The Trust, through its Sponsor iShares Delaware Trust Sponsor LLC and Trustee The Bank of New York Mellon, entered into a Fifth Amended and Restated Depositary Trust Agreement. This amendment is notable for two primary reasons: it transforms the Trust's term into a perpetual one, ensuring its continued operation indefinitely, and it increases the annual amount of legal fees and expenses the Sponsor will assume, from $100,000 to $500,000.

Jan 31, 20228-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Jul 2, 2021)

This 8-K filing by iShares Gold Trust (IAU) reports on changes in key leadership positions within its sponsor, iShares Delaware Trust Sponsor LLC. Specifically, Trent W. Walker has been appointed as the new Chief Financial Officer, and Rachel Aguirre has been appointed as a Director, both effective June 30, 2021. These appointments follow the resignation of Mary Cronin from both roles. The filing provides background on the extensive experience of both Mr. Walker and Ms. Aguirre within BlackRock and its affiliates, highlighting their expertise in financial management and product development for exchange-traded products. For investors in IAU, these changes in the sponsor's management are noteworthy. While these are internal changes to the sponsor entity and not directly to the Trust's operations or investment strategy, they signify continuity and new leadership within the entity responsible for the Trust's administration and oversight. Investors can take comfort in the significant experience of the new appointees, who have held senior positions at BlackRock, a major player in the asset management industry. The filing also confirms that Ms. Cronin's departure was not due to any disputes, suggesting a smooth transition.

Jul 2, 20218-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Mar 3, 2021)

On March 3, 2021, the sponsor of the iShares Gold Trust (NYSE Arca: IAU), iShares Delaware Trust Sponsor LLC, disclosed via Form 8-K that it will implement a one-for-two reverse stock split of the trust's shares, effective at market open on May 24, 2021. The filing is a routine corporate-action notice under Item 8.01 (Other Events), with the details set out in Exhibit 99.1, a BlackRock press release. The split is mechanical: it doubles the per-share price and halves the number of shares outstanding, leaving the total value of shares outstanding and each shareholder's aggregate investment unchanged. It does not change the trust's gold exposure, expense structure, or investment objective. The press release states that IAU had $29.1 billion in assets under management as of February 26, 2021. It also points to a change in the fund's investor base, with more long-term buy-and-hold investors and more tactical use of gold, which management cited as the rationale for making the share price more accessible. The trust receives a new CUSIP on the split date (464285105 changing to 464285204), and the ticker stays IAU. Investors should note that any fractional shares resulting from the split will be redeemed for cash and paid to brokerage accounts, which may create taxable gain or loss. For investors, the filing requires no action beyond awareness of the new CUSIP and the possible tax consequences of fractional-share redemption. The reverse split is cosmetic in economic terms, so the key considerations remain the trust's gold price exposure, its market-price-versus-NAV dynamics, and the fees and risks described in the prospectus.

Mar 3, 20218-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Jul 11, 2019)

This 8-K filing for iShares Gold Trust (IAU) primarily details a change in the Sponsor's Board of Directors. BlackRock Asset Management International Inc., the member of the Trust's sponsor, iShares Delaware Trust Sponsor LLC, has appointed Mary Cronin to its Board, effective July 8, 2019. Ms. Cronin also continues in her role as Chief Financial Officer of the Sponsor. This appointment replaces Stephen Messinger, who resigned from the Board on the same date. The filing explicitly states that Mr. Messinger's resignation was not due to any disputes regarding the Trust's operations, policies, or practices.

Jul 11, 20198-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Mar 29, 2019)

This 8-K filing for iShares Gold Trust (IAU) primarily announces key personnel changes within its sponsor, iShares Delaware Trust Sponsor LLC. Effective April 1, 2019, Stephen Messinger has been appointed as a Director, and Mary Cronin has been appointed as the Chief Financial Officer. Both individuals bring extensive experience in asset management and financial roles, with Mr. Messinger rejoining BlackRock and Ms. Cronin having a background in accounting operations and financial reporting for registered funds. These appointments coincide with the resignation of Jack Gee from both the Director and Chief Financial Officer positions of the Sponsor, effective the same date. The filing explicitly states that Mr. Gee's resignation was not due to any disputes with the Trust regarding its operations, policies, or practices. Investors should note these changes as they represent shifts in the leadership overseeing the Trust's sponsor.

Mar 29, 20198-K
Material AgreementsShareholder MattersExhibits & Filings

iShares Gold Trust 8-K Report, Material Agreement (Dec 22, 2016)

iShares Gold Trust (IAU) filed an 8-K on December 22, 2016, to report significant operational updates to its governing agreements. The primary purpose of these amendments was to streamline the issuance and redemption process for Authorized Participants (APs) by enabling the use of the Trustee's electronic order system. This change is expected to enhance the efficiency and flexibility of how APs create and redeem Baskets of the Trust's shares, which are directly backed by physical gold. These operational adjustments are crucial for the smooth functioning of the IAU ETF, ensuring that its market price remains closely aligned with the underlying gold price. By facilitating easier interaction with the Trustee, the amendments aim to improve liquidity and the overall investor experience. The filing also incorporates amendments to the Custodian Agreement, reinforcing the roles of The Bank of New York Mellon as Trustee and JPMorgan Chase Bank N.A., London branch as Custodian for the Trust's gold bullion.

Dec 22, 20168-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Mar 7, 2016)

On March 7, 2016, the sponsor of iShares Gold Trust (IAU), iShares Delaware Trust Sponsor LLC (a BlackRock affiliate), disclosed through a Form 8-K that it had temporarily suspended creation of new IAU shares on March 4, 2016, and had resumed creations on March 7 after the Trust filed a new automatically effective shelf registration statement. The suspension was driven by surging demand for gold and IAU: the Trust reported about $8 billion in assets under management, with $1.4 billion of net expansion year to date and February 2016 as its largest creation month in the last decade. Because IAU is an exchange-traded commodity registered under the Securities Act of 1933 rather than as an investment company under the 1940 Act, it cannot continuously issue shares the way most iShares ETFs can, so new shares must be registered in advance. The filing also disclosed a compliance lapse. Between February 19 and March 3, 2016, the Trust issued and sold 24,900,000 shares in excess of the amount registered under its prior shelf registration statement filed March 20, 2015. The sponsor described the failure to file a new registration statement before those sales as inadvertent. For investors, the key operational point is that trading on exchanges continued normally during the suspension and redemptions by authorized participants were unaffected, so the primary impact was on the creation mechanism rather than on secondary-market liquidity. Investors should note that the filing is primarily administrative, but it highlights two risks: the possibility that secondary-market prices can diverge from net asset value when primary-market creations are halted, and the regulatory risk created by the unregistered sales. The filing does not indicate any material financial loss to the Trust, and the gold-holding structure and sponsor fee economics were not changed.

Mar 7, 20168-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Oct 30, 2015)

This 8-K filing from iShares Gold Trust (IAU) reports a key leadership change within its sponsor, iShares® Delaware Trust Sponsor LLC (IDTS). Effective November 10, 2015, Paul Lohrey has been appointed as the new Chief Executive Officer and President of IDTS, while retaining his role as a Director. Mr. Lohrey brings extensive experience from BlackRock, Inc. and The Vanguard Group, where he held significant portfolio management and investment roles. This transition involves the departure of the current CEO and President, Patrick Dunne, on the same effective date. Investors in IAU should note that these changes pertain to the management of the trust's sponsor, which oversees the operational and administrative aspects of the ETF. While not directly impacting the underlying gold holdings, such leadership changes can sometimes signal shifts in strategic direction or operational focus for the entity managing the fund.

Oct 30, 20158-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Mar 19, 2015)

On March 19, 2015, the sponsor of the iShares Gold Trust (IAU), iShares Delaware Trust Sponsor LLC, filed an 8-K reporting a change in the gold price source used to value the Trust's gold. The event was triggered by the publicly announced discontinuation of the London PM Fix, the benchmark previously used for daily valuation. Under the revised approach, the afternoon gold price fixed by ICE Benchmark Administration (IBA) will be used for daily valuation, and the filing states this price fairly represents the commercial value of the Trust's gold. The accompanying press release (Exhibit 99.1) specifies that, effective March 20, 2015, IAU will use the LBMA Gold Price PM to determine its net asset value. The change is largely administrative rather than strategic. The sponsor states it does not affect IAU's investment objective, which remains to reflect generally the price of gold, less expenses and liabilities. The LBMA had selected IBA on February 19, 2015 to calculate the LBMA Gold Price, which will operate as a physically settled, electronic, and tradable auction process. Investors should therefore see continuity in valuation methodology, with the benchmark now sourced from a new administrator. The filing also reiterates standard risk disclosures. Share prices track gold prices and can diverge from NAV, since shares trade at market price. The Trust is passive, has a limited duration, and its gold holdings decline over time due to sponsor fees and expenses. Investors should consult the prospectus for complete risk factor discussion.

Mar 19, 20158-K
Other Events

iShares Gold Trust 8-K Report, Corporate Update (Feb 23, 2015)

This 8-K filing from iShares Gold Trust (IAU) on February 23, 2015, addresses a significant operational change impacting the valuation of the Trust's gold holdings. The primary disclosure is the anticipated transition from the London PM Fix to the LBMA Gold Price as the benchmark for daily gold valuation, following the discontinuation of the London PM Fix on March 19, 2015. This change is crucial for investors as it directly affects how the Net Asset Value (NAV) of IAU will be calculated. The LBMA Gold Price is expected to fairly represent the commercial value of the Trust's gold, ensuring continued accuracy in the daily pricing of IAU shares. Investors should note the effective date of this transition and understand that the methodology for valuing the underlying gold asset is being updated to reflect industry standards.

Feb 23, 20158-K
Other Events

iShares Gold Trust 8-K Report, Corporate Update (Sep 14, 2012)

This Form 8-K filing by iShares Gold Trust (IAU) on September 14, 2012, announces a significant change in the trust's sponsorship. BlackRock Asset Management International Inc. (BAMII), the current sponsor, intends to enter into an Assignment, Delegation and Assumption Agreement (AD&AA) with iShares Delaware Trust Sponsor LLC (IDTS). Subject to certain conditions, IDTS is expected to assume the role of sponsor for IAU. This strategic move aligns IAU with other iShares exchange-traded investment vehicles that are not classified as "investment companies" under the Investment Company Act of 1940. Importantly for investors, the filing explicitly states that this change in sponsorship will not impact shareholders of the iShares Gold Trust in any way. The trust's operations, the underlying gold holdings, and the rights of shareholders are expected to remain unaffected. This is a structural and administrative change designed to streamline the sponsorship of various iShares products under a common entity, ensuring consistency in management and oversight.

Sep 14, 20128-K
Other Events

iShares Gold Trust 8-K Report, Corporate Update (Apr 20, 2012)

This 8-K filing from iShares Gold Trust (IAU) on April 20, 2012, primarily details a procedural update regarding the valuation of the Trust's gold holdings. The key change is the clarification of how the Trust's gold will be valued on days when the London PM Fix price is not announced. The Bank of New York Mellon, as trustee, is authorized to use the most recently announced LGMF price in such instances, unless it, in consultation with the sponsor (BlackRock), deems that price unsuitable. This update ensures a consistent valuation methodology for the Trust's underlying asset, which is important for investors tracking the performance of IAU.

Apr 20, 20128-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Feb 14, 2012)

This 8-K filing for iShares Gold Trust (IAU) on February 14, 2012, announces a significant amendment to its Custodian Agreement. The primary change involves modifying the termination terms between the Trust's Trustee, The Bank of New York Mellon, and the Custodian, JPMorgan Chase Bank N.A., London Branch. This amendment extends the earliest possible termination date to on or after January 1, 2015, and requires a minimum of 180 business days' notice for termination by either party. For investors, this update signifies a period of continued operational stability regarding the safekeeping of the Trust's gold holdings. By adjusting the termination clause, the amendment ensures a defined notice period, allowing for orderly transitions if a change in custodian were to occur in the future. This provides a layer of predictability concerning the management and administration of the Trust's underlying assets.

Feb 14, 20128-K
Leadership Changes

iShares Gold Trust 8-K Report, Executive Changes (Nov 9, 2011)

This 8-K filing from iShares Gold Trust (IAU) primarily announces a key leadership change within its sponsor, BlackRock Asset Management International Inc. Effective December 15, 2011, Jack Gee has been appointed as the new Chief Financial Officer (CFO), Chief Operating Officer (COO), and Director of the Sponsor. Mr. Gee brings extensive financial and operational experience from his previous roles at BlackRock and other investment firms. This appointment is significant as it marks a transition in the leadership responsible for the operational and financial oversight of the iShares Gold Trust. Investors should note that Geoffrey D. Flynn is resigning from these same positions, also effective December 15, 2011. While the filing doesn't detail the reasons for the change, such transitions can sometimes signal shifts in strategy or operational focus.

Nov 9, 20118-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Dec 8, 2010)

On December 8, 2010, the sponsor of the iShares Gold Trust (NYSEArca: IAU), BlackRock Asset Management International Inc. (BAMII), filed a Form 8-K under Item 8.01 (Other Events) announcing a change to how the Trust values its gold. Beginning December 9, 2010, the Trust will use the London PM (afternoon) Fix price, set by the London Gold Market Fixing Ltd., for daily valuation of its gold holdings. The filing is largely administrative, but it marks what the sponsor describes as the conclusion of a six-month series of planned refinements to the product. According to the attached press release (Exhibit 99.1), the sponsor frames the valuation switch as the final stage of refinements aimed at addressing risk factors around gold custody, inspection, and allocation. The release also states that IAU's trading volume rose 84% over the six months ended November 30, 2010, and that management views recent inflows as reflecting investor due diligence on quality of exposure. These are the sponsor's own characterizations and are not independently verified in the filing. For investors, the key takeaway is that the Trust's net asset value will now be marked to a widely used benchmark, which improves transparency and comparability of the reported gold value. The filing does not change the Trust's fee structure, redemption mechanics, or underlying risks. Investors should continue to weigh the standard risks disclosed in the prospectus, including gold price volatility, gradual erosion of gold per share from sponsor fees and expenses, the Trust's limited duration, and the possibility that shares trade at a price different from NAV.

Dec 8, 20108-K
Other Events

iShares Gold Trust 8-K Report, Corporate Update (Nov 23, 2010)

This 8-K filing from iShares Gold Trust (IAU) announces a significant change in how the trust will value its underlying gold holdings. Effective in the coming days, the sponsor, BlackRock Asset Management International Inc., intends to transition from using the COMEX® spot month settlement price to the London Gold Market Fixing Ltd. afternoon price (the "London fix") as the primary determinant of the commercial value of the trust's gold. This change is important for investors as it alters the benchmark used for valuation, potentially impacting the Net Asset Value (NAV) calculations and daily price movements of IAU shares. The shift aims to align the trust's valuation more closely with a widely recognized and established international benchmark for gold pricing. Investors should monitor the effective date of this change and understand its implications for the fund's performance reporting.

Nov 23, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Sep 2, 2010)

This Form 8-K filing by iShares Gold Trust (IAU) on September 2, 2010, primarily details administrative and structural updates to the trust. The most significant event is the execution of a Second Amended and Restated Depositary Trust Agreement. This agreement consolidates previous amendments, officially changes the trust's name to iShares Gold Trust (from iShares COMEX Gold Trust), and importantly, grants the Sponsor the authority to designate the pricing source for the trust's gold holdings after October 4, 2010. Furthermore, an Amended and Restated Custodian Agreement was put in place with JPMorgan Chase Bank N.A., London branch. This agreement formalizes the arrangements for the custody of the trust's gold and ensures that, on a daily basis, all gold held for the trust will be allocated to the registrant's account, preventing any gold from being held in an unallocated form. These changes are largely administrative but aim to enhance clarity and operational efficiency for the trust.

Sep 2, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Aug 9, 2010)

This Form 8-K filing for the iShares® COMEX® Gold Trust (IAU) on August 9, 2010, primarily announces an amendment to its Custodian Agreement with JPMorgan Chase Bank, N.A., London Branch. The key change mandates that the Trust's account at JPMorgan will hold no more than 110 ounces of gold on an unallocated basis at the close of each business day. This amendment, effective August 4, 2010, aims to enhance the management and security of the Trust's gold holdings by limiting the amount held unallocated. Additionally, a similar assurance has been obtained from The Bank of Nova Scotia, another custodian for the Trust, regarding its account holdings. These adjustments are part of the ongoing operational management of the Trust to ensure efficient and secure custody of physical gold. Investors in IAU should note these operational updates as they pertain to the underlying asset management, which can indirectly influence the Trust's ability to accurately reflect the price of gold.

Aug 9, 20108-K
Material AgreementsExhibits & Filings

iShares Gold Trust 8-K Report, Material Agreement (Jul 2, 2010)

This 8-K filing by iShares® COMEX® Gold Trust (IAU) on July 2, 2010, announces a significant change in its custodian arrangements. The Trust has entered into a new custodian agreement with JPMorgan Chase Bank N.A., London Branch, effective July 1, 2010, to hold its gold reserves. This new agreement has a substantial capacity limit of $50 billion for the gold held by the new custodian. Concurrently, the Trust has initiated the termination of its existing custodian agreement with The Bank of Nova Scotia, which will officially end on September 1, 2010. This transition aims to consolidate the Trust's gold custody under a single, new provider. Importantly, the Trust anticipates no direct costs or expenses for shareholders related to this change in custodianship, ensuring a seamless transition of the Trust's physical gold holdings.

Jul 2, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Jun 30, 2010)

This Form 8-K filing by iShares® COMEX® Gold Trust (IAU) on June 30, 2010, announces two significant operational adjustments. Firstly, the Custodian Agreement with The Bank of New York Mellon and the Bank of Nova Scotia was amended to increase the maximum value of gold the custodian can hold to $10 billion. This expansion of custodial capacity suggests a positive outlook on potential growth in assets under management for the trust. Secondly, and critically for investors, the annual sponsor fee was reduced from its previous rate to 0.25% of the Trust's adjusted net asset value, effective July 1, 2010. This fee reduction directly benefits shareholders by increasing the net return on their investment. Investors in IAU should view these updates favorably, as they indicate enhanced operational flexibility and a more cost-effective structure for the trust.

Jun 30, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Jun 11, 2010)

On June 11, 2010, BlackRock Asset Management International Inc., sponsor of the iShares COMEX Gold Trust (NYSEArca: IAU; TSX: IGT), filed a Form 8-K announcing a 10-for-1 stock split of the Trust's shares. The split is administrative and does not change the economic value of an investor's position: the total value of shares outstanding is unaffected, while the per-share price falls roughly tenfold and the share count rises tenfold. Key dates are a record date of June 21, 2010, a distribution after the close of trading on June 23, 2010, split-adjusted trading on NYSE Arca beginning June 24, 2010, and split-adjusted trading on the TSX beginning June 17, 2010. Post-split shares are expected to reach brokerage accounts around June 28, 2010, though timing depends on each brokerage firm's procedures. As of June 10, 2010, the Trust held approximately US$3.3 billion in total net assets. The filing reiterates that share value tracks the market price of gold held by the Trust, less expenses and liabilities. The press release also repeats the standard risk disclosures: shares trade at market price rather than NAV, the gold backing the shares declines over time as the sponsor fee and expenses are paid from gold sales, the Trust has a limited duration, and its passive structure means losses cannot be actively avoided. Investors should note that the split is cosmetic in itself and does not alter exposure to gold price movements or the risks described. For investors, the main takeaway is operational: the split makes shares more accessible at a lower nominal price and may broaden retail participation, but it carries no inherent investment gain. Decisions should continue to rest on gold price expectations, fee drag, and the trust's structural risks as described in the prospectus.

Jun 11, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Feb 10, 2010)

This 8-K filing by iShares Gold Trust (IAU) on February 10, 2010, reports a key operational update regarding its creation and redemption process. Specifically, the Second Amendment to the First Amended and Restated Depositary Trust Agreement has fixed the transaction fee for authorized participants at $500. This amendment, executed by the sponsor BlackRock Asset Management International Inc. and trustee The Bank of New York Mellon, also clarifies the procedure for future adjustments to this fee. For investors, this means greater predictability in the costs associated with creating or redeeming large blocks of IAU shares. While the fee itself is borne by authorized participants and not directly by retail investors, it can influence the overall efficiency and cost structure of the ETF, indirectly impacting its market price and tracking accuracy. The amendment provides transparency on this specific operational aspect of the Trust.

Feb 10, 20108-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Dec 2, 2009)

This Form 8-K, filed by the iShares COMEX Gold Trust (IAU), reports an administrative change rather than a change to the trust's operations or investment strategy. On December 1, 2009, BlackRock, Inc.'s acquisition of the trust's sponsor and certain affiliated companies from Barclays was completed. The sponsor, formerly Barclays Global Investors International, Inc., was renamed BlackRock Asset Management International Inc. (BAMII). The filing also amends the First Amended and Restated Depositary Trust Agreement to appoint a new agent for service of process on the sponsor in New York. The amendment is filed as Exhibit 4.1, and the sponsor's press release is filed as Exhibit 99.1. The press release states that the transaction is not expected to materially affect the trust, its shareholders, or an investment in its shares. For investors, the practical takeaway is continuity: the trust's gold-backed structure, fee load, and risk profile are unchanged by this filing. The risk disclosures in Exhibit 99.1 (official-sector gold sales, hedging by producers, shifts in speculative sentiment, the trust's limited duration, and the passive structure) are standard boilerplate and are not new developments.

Dec 2, 20098-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Jun 19, 2009)

On June 16, 2009, the board of directors of Barclays PLC, the ultimate parent of Barclays Global Investors International, Inc. (BGII), the sponsor of the iShares COMEX Gold Trust (IAU), accepted a binding offer and agreed to sell its interests in the Sponsor and certain affiliated companies to BlackRock, Inc. This 8-K, filed June 19, 2009, discloses the transaction under Item 8.01 (Other Events), with the sponsor's press release attached as Exhibit 99.1. The filing contains no financial statements, and it states that the transaction is not expected to materially affect the Trust, its shareholders, or an investment in its shares. The deal is subject to certain regulatory approvals and other closing conditions, so completion is not assured. The press release also notes that a previously announced agreement to sell the Sponsor to a holding company of CVC Capital Partners Group was terminated in connection with the BlackRock transaction. For IAU holders, the operational implication is limited at this stage, since the Trust's gold holdings, creation and redemption mechanics, and fee structure are not described as changing. Investors should nonetheless note the general risk factors the press release restates: the Trust is a passive vehicle with a limited duration, its share price tracks gold, and shares trade at market price rather than NAV. Any change in sponsor control is a governance and continuity consideration, and holders may wish to monitor subsequent filings for closing timing and any changes to sponsor fees or trust operations.

Jun 19, 20098-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Apr 13, 2009)

On April 9, 2009, Barclays Global Investors UK Holdings Limited, the parent of Barclays Global Investors International, Inc. (BGII), the sponsor of the iShares COMEX Gold Trust (IAU), entered into an agreement contemplating the sale of its interest in the sponsor and certain affiliated entities to Blue Sparkle, L.P., a Cayman Islands limited partnership. Blue Sparkle is an investment vehicle for private equity funds affiliated with CVC Capital Partners Group SICAV-FIS S.A. This Form 8-K, filed April 13, 2009, discloses the transaction under Item 8.01 (Other Events) and attaches the related press release as Exhibit 99.1. The filing is a notice of a pending change in sponsor ownership rather than a change in the Trust's operations, assets, or share structure. The sale is subject to certain regulatory approvals and other conditions, so completion is not assured and timing was not disclosed. The sponsor's parent is the entity selling, and the Trust itself is not a party to the agreement. Management's stated view is that the change of ownership of the sponsor is not expected to affect the Trust, its shareholders, or an investment in its shares. The press release also restates the Trust's standing risk disclosures: the gold held by the Trust is reduced over time by sponsor fees and expenses, the Trust has a limited duration, and share prices track gold prices and can diverge from NAV. Investors should weigh these ongoing risks, which the filing does not change, alongside the ownership news.

Apr 13, 20098-K
Securities & ListingExhibits & Filings

iShares Gold Trust 8-K Report, Listing Notice (Nov 21, 2008)

On November 21, 2008, Barclays Global Investors International, Inc., sponsor of the iShares COMEX Gold Trust (NYSE Arca ticker: IAU), disclosed under Item 3.01 (Transfer of Listing) that the Trust's shares will move from NYSE Alternext US LLC (formerly the American Stock Exchange) to NYSE Arca, with the transfer scheduled for December 4, 2008. The sponsor attributes the move to the merger of the American Stock Exchange and NYSE Euronext, the parent of NYSE Arca. The press release states that no action is required from shareholders. The filing is administrative. It changes where the shares trade, not the Trust's gold holdings, sponsor, fee structure, or investment strategy. The filing contains no financial statements, NAV figures, or gold holdings data. Investors should read it as a notice of a listing-venue change rather than a signal about the Trust's economics or performance. The accompanying press release repeats the Trust's standard risk disclosures. Share prices track the market price of gold, which can be volatile. Shares trade at market price rather than NAV, so they may trade above or below the value of the gold they represent. The Trust is passive, has a limited duration, and reduces its gold holdings over time to pay the sponsor's fee and expenses. Shares can be redeemed only in large Baskets, and liquidity is not guaranteed.

Nov 21, 20088-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Feb 7, 2007)

This Form 8-K filing by iShares® COMEX® Gold Trust (IAU) on February 7, 2007, primarily announces a significant administrative change: the substitution of Barclays Global Investors International Inc. (BGII) as the sponsor in place of Barclays Global Investors, N.A. (BGI). This amendment to the Depositary Trust Agreement is intended to centralize the sponsorship of iShares® exchange-traded investment vehicles under a specialized entity, BGII, which is not an "investment company" under the Investment Company Act of 1940. For investors in IAU, this change is largely structural and administrative, with no immediate impact on the trust's investment objective or operations. The core provisions of the Trust Agreement remain unchanged, and the substitution is a strategic move to streamline the sponsorship of iShares products. The effective date of this change is contingent upon the SEC's approval of a related post-effective amendment to the registration statement.

Feb 7, 20078-K
Other EventsExhibits & Filings

iShares Gold Trust 8-K Report, Corporate Update (Nov 20, 2006)

This 8-K filing from iShares Gold Trust (IAU) dated November 19, 2006, primarily reports on a procedural update concerning internal controls. Specifically, it details the First Amendment to the Depositary Trust Agreement, executed on March 10, 2006. This amendment formally assigns the responsibility for establishing and maintaining internal controls over financial reporting to the sponsor, Barclays Global Investors, N.A., which is crucial for the accurate preparation of the registrant's financial statements by the trustee, The Bank of New York. For investors, this filing is significant as it clarifies the governance structure related to financial reporting. While not directly related to gold price performance or holdings, it underscores the operational framework in place to ensure the integrity of the Trust's financial disclosures. Investors can view this as a foundational element that supports the overall reliability and transparency of the iShares Gold Trust as an investment vehicle.

Nov 20, 2006