01—Abstract
Summary
Summary of the 10-Q/A filed September 7, 2010. Cited figures are marked; the original filing is the authoritative source.
This 10-Q/A filing for Interactive Brokers Group, Inc. (IBKR), covering the period ending June 29, 2010, provides an amendment to previously filed information, primarily detailing exhibits rather than new financial performance data.
For investors, the key takeaway is the reaffirmation of existing governance and operational agreements through the listing of various exhibits, including operating agreements, exchange agreements, tax receivable agreements, and stock incentive plans. These documents are crucial for understanding the company's corporate structure, related-party transactions, and equity compensation frameworks. While the filing itself doesn't offer updated financial metrics for the second quarter of 2010, it underscores the stability and established nature of IBKR's legal and operational foundations.
Investors should refer to the principal 10-Q filing for detailed financial results and management's discussion and analysis. This amendment serves to ensure all relevant foundational corporate documents are properly referenced and accessible as part of the company's ongoing SEC disclosures.
02—Key points
Key Highlights
- The filing is an amendment (10-Q/A) to the previously filed quarterly report for the period ending June 29, 2010.
- It primarily lists and references various corporate exhibits, including operating agreements for IBG LLC and IBG Holdings LLC.
- Key agreements such as the Exchange Agreement and Tax Receivable Agreement are reaffirmed through exhibit references.
- Details on the company's equity compensation plans, the 2007 Stock Incentive Plan and 2007 ROI Unit Stock Plan, are provided via exhibit references.
- This filing does not introduce new financial performance data but confirms the existence and accessibility of foundational corporate documents.
- References to exhibits are made to prior filings, indicating the ongoing relevance of these documents to IBKR's corporate structure and governance.
03—One dollar
04—Financials
Financial Highlights
Figures from 10-Q/AQ2 FY2010filed September 7, 2010Financial Statements
Q2 FY2010 against Q2 FY2009
| Line item | Q2 FY2010Q2 FY2009 | Change |
|---|---|---|
| Revenue | $243.85M$354.88M | −31.3% |
| Net Income | $3.84M$12.82M | −70.0% |
| EPS (Basic) | $0.02$0.08 | −71.0% |
| EPS (Diluted) | $0.02$0.08 | −71.0% |
| Shares Outstanding (Basic) | 167.21M163.67M | +2.2% |
| Shares Outstanding (Diluted) | 169.77M167.03M | +1.6% |
05—Questions
Frequently Asked Questions
What is the main purpose of this 10-Q/A filing?
This filing is an amendment to Interactive Brokers Group, Inc.'s Quarterly Report (10-Q) for the period ending June 29, 2010. Its primary purpose is to list and confirm the availability of various essential exhibits related to the company's corporate structure, agreements, and equity plans.
Does this filing contain updated financial results for the quarter?
No, this specific filing (10-Q/A) does not introduce new financial performance data or results for the quarter ended June 29, 2010. It focuses on providing updated information regarding exhibits, referencing documents that were previously filed.
What types of agreements are listed as exhibits?
The exhibits listed include various governance and operational agreements such as the Amended and Restated Operating Agreement of IBG LLC, the Form of Limited Liability Company Operating Agreement of IBG Holdings LLC, the Exchange Agreement, and the Tax Receivable Agreement.
Are there details on employee stock options or equity compensation?
Yes, the filing references the Interactive Brokers Group, Inc. 2007 Stock Incentive Plan and the Interactive Brokers Group, Inc. 2007 ROI Unit Stock Plan as exhibits, providing investors with information on the company's equity compensation framework.
06—Continue