01—Abstract
Summary
Summary of the 10-Q/A filed November 12, 2013. Cited figures are marked; the original filing is the authoritative source.
This 10-Q/A filing from Interactive Brokers Group, Inc. (IBKR) for the period ending September 29, 2013, primarily serves as an amendment to previously filed documents and lists various exhibits, including key agreements and incentive plans.
While it doesn't present new financial performance data for the quarter, it references the computation of earnings per share within the consolidated financial statements, indicating that investors should refer to Item 8, Note 4 for detailed per-share calculations. The filing also highlights the inclusion of the Amended and Restated Operating Agreement of IBG LLC and the Exchange Agreement, which are foundational to the company's operational and ownership structure.
02—Key points
Key Highlights
- The filing is an amendment (10-Q/A) and an exhibit list, not a primary financial performance report for the quarter.
- Key agreements governing IBKR's structure are listed as exhibits, including operating agreements and an exchange agreement.
- The computation of Earnings per Common Share is referenced as being within Item 8, Note 4 of the Consolidated Financial Statements, rather than being detailed in this exhibit list.
- Various stock incentive and unit stock plans from 2007 are re-filed as exhibits, suggesting ongoing equity-based compensation mechanisms.
- The filing references prior filings where these exhibits were originally submitted, providing a trail of the company's historical corporate governance and operational documents.
03—One dollar
04—Financials
Financial Highlights
Figures from 10-Q/AQ3 FY2013filed November 12, 2013Financial Statements
Q3 FY2013 against Q3 FY2012
| Line item | Q3 FY2013Q3 FY2012 | Change |
|---|---|---|
| Revenue | $338.44M$332.80M | +1.7% |
| Net Income | $16.45M$12.49M | +31.7% |
| EPS (Basic) | $0.08$0.07 | +26.9% |
| EPS (Diluted) | $0.08$0.07 | +23.1% |
| Shares Outstanding (Basic) | 199.86M189.95M | +5.2% |
| Shares Outstanding (Diluted) | 203.95M190.72M | +6.9% |
05—Questions
Frequently Asked Questions
What is the primary purpose of this 10-Q/A filing?
This filing is an amendment to a previously filed 10-Q and primarily serves to list and make available various material exhibits related to Interactive Brokers Group, Inc.'s (IBKR) corporate structure, agreements, and incentive plans. It does not contain new financial performance data for the quarter itself but references where such data can be found.
Where can I find the detailed financial results for the quarter ending September 29, 2013?
The detailed financial results and the computation of earnings per share for the quarter ending September 29, 2013, are located in Part II, Item 8, Note 4 to the Consolidated Financial Statements, under the section 'Equity and Earnings per Share'.
What are some of the key agreements mentioned in the exhibits?
The filing lists significant agreements such as the Amended and Restated Operating Agreement of IBG LLC, the Form of Limited Liability Company Operating Agreement of IBG Holdings LLC, and the Exchange Agreement by and among Interactive Brokers Group, Inc., IBG Holdings LLC, IBG LLC, and the Members of IBG LLC. A Tax Receivable Agreement is also included.
Does this filing provide an update on IBKR's stock performance or trading activity?
No, this specific filing (a 10-Q/A focused on exhibits) does not provide any information regarding IBKR's stock performance or current trading activity. Investors should refer to other SEC filings or financial news sources for that type of information.
06—Continue