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10-Q/APeriod: Q3 FY2013

Interactive Brokers Group, Inc. Quarterly Report (Amendment) for Q3 Ended Sep 30, 2013

Filed November 12, 2013For Securities:IBKR

Summary

This 10-Q/A filing from Interactive Brokers Group, Inc. (IBKR) for the period ending September 29, 2013, primarily serves as an amendment to previously filed documents and lists various exhibits, including key agreements and incentive plans. While it doesn't present new financial performance data for the quarter, it references the computation of earnings per share within the consolidated financial statements, indicating that investors should refer to Item 8, Note 4 for detailed per-share calculations. The filing also highlights the inclusion of the Amended and Restated Operating Agreement of IBG LLC and the Exchange Agreement, which are foundational to the company's operational and ownership structure.

Financial Statements
Beta
Revenue$338.44M
Net Income$16.45M
EPS (Basic)$0.08
EPS (Diluted)$0.08
Shares Outstanding (Basic)199.86M
Shares Outstanding (Diluted)203.95M

Key Highlights

  • 1The filing is an amendment (10-Q/A) and an exhibit list, not a primary financial performance report for the quarter.
  • 2Key agreements governing IBKR's structure are listed as exhibits, including operating agreements and an exchange agreement.
  • 3The computation of Earnings per Common Share is referenced as being within Item 8, Note 4 of the Consolidated Financial Statements, rather than being detailed in this exhibit list.
  • 4Various stock incentive and unit stock plans from 2007 are re-filed as exhibits, suggesting ongoing equity-based compensation mechanisms.
  • 5The filing references prior filings where these exhibits were originally submitted, providing a trail of the company's historical corporate governance and operational documents.

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