8-KEarnings & ResultsCorporate ChangesExhibits & Filings

Intercontinental Exchange, Inc. 8-K Report, Financial Results (Oct 31, 2019)

Filed October 31, 2019For Securities:ICE

Summary

Intercontinental Exchange, Inc. (ICE) filed an 8-K on October 31, 2019, primarily announcing its financial results for the third quarter ended September 30, 2019. While specific financial figures are not detailed in the 8-K itself but rather in an attached press release (Exhibit 99.1), this filing serves as the official notification of the company's performance during the period. Investors should refer to the accompanying press release for detailed revenue, earnings, and other key financial metrics. In addition to financial results, the 8-K also disclosed a change in ICE's registered agent and registered office in Delaware, effective October 30, 2019. The company appointed United Agent Group Inc. as its new registered agent and updated its registered office address. This corporate housekeeping item, while not directly impacting operational or financial performance, is a procedural update for legal and compliance purposes. The filing also references the integration of these changes into ICE's Fifth Amended and Restated Certificate of Incorporation.

Key Highlights

  • 1ICE announced its third-quarter 2019 financial results via press release (Exhibit 99.1).
  • 2The filing includes a change in ICE's registered agent to United Agent Group Inc.
  • 3ICE updated its registered office address in Delaware to 3411 Silverside Road, Tatnall Building No. 104, Wilmington, Delaware 19810.
  • 4These changes are effective as of October 30, 2019.
  • 5The company filed a Fifth Amended and Restated Certificate of Incorporation to reflect the changes.
  • 6ICE makes references to non-GAAP financial information in its press release, with reconciliations provided.
  • 7The financial results information is furnished and not deemed 'filed' for Section 18 purposes.

Frequently Asked Questions

The 8-K filing itself does not contain the specific financial results. Investors should refer to Exhibit 99.1, the press release dated October 31, 2019, which is attached to this filing for detailed financial information regarding revenue, earnings, and other performance metrics for the quarter ended September 30, 2019.

The change in registered agent and registered office is a standard corporate administrative update. While the specific reasons are not detailed, it typically involves engaging a new service provider for legal and official mail handling within the state of incorporation (Delaware).

No, the change in registered agent and registered office is a legal and administrative formality and does not directly impact Intercontinental Exchange's day-to-day operations, business strategy, or financial performance.

The filing states that a description of the non-GAAP financial information and its reconciliation to comparable GAAP financial measures are contained within the attached press release (Exhibit 99.1) and ICE's Quarterly Report on Form 10-Q for the quarter ended September 30, 2019.