8-KRegulation FDExhibits & Filings

JPMORGAN CHASE & CO 8-K Report, Regulation FD Disclosure (Nov 6, 2009)

Filed November 6, 2009For Securities:JPMJPM-PCJPM-PDJPM-PKJPM-PLJPM-PMJPM-PJAMJBVYLD

Summary

JPMorgan Chase & Co. (JPM) filed an 8-K on November 5, 2009, to report its participation in an investor conference held on November 4, 2009. The primary purpose of this filing was to furnish presentation slides that were made available to investors and also posted on the company's website. These slides likely contained updates and strategic information relevant to investors during a critical period for the financial industry. Investors should note that the information presented in these slides is furnished under Item 7.01 of Form 8-K and is not considered "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. This means the information is not subject to the same level of regulatory scrutiny or potential liability as formally filed documents. However, the content still provides valuable insights into the company's perspective and any disclosures made to the investment community at that time.

Key Highlights

  • 1JPMorgan Chase & Co. participated in an investor conference on November 4, 2009.
  • 2The company filed an 8-K on November 5, 2009, to disclose its participation and related materials.
  • 3Presentation slides from the conference were furnished as Exhibit 99.1.
  • 4These slides were made available to investors and posted on the company's website.
  • 5The filing is made under Regulation FD (Item 7.01).
  • 6Information furnished under Item 7.01 is not deemed "filed" for purposes of Section 18 of the Exchange Act.
  • 7The disclosed information is not intended to be incorporated by reference into Securities Act filings.

Frequently Asked Questions

The primary reason for this 8-K filing was to disclose that JPMorgan Chase & Co. participated in an investor conference and to furnish the presentation slides used during that conference as an exhibit.

The presentation slides used by JPMorgan Chase & Co. at the investor conference are included as Exhibit 99.1 in this 8-K filing and were also available on the company's website.

No, the information contained in the presentation slides furnished under Item 7.01 is not considered "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. Therefore, it is not subject to the liabilities under that section, although it provides insights into the company's disclosures at the time.

The investor conference presentation occurred on November 4, 2009, and the 8-K filing detailing this event was made on November 5, 2009.