Summary
JPMorgan Chase & Co. (JPM) filed an 8-K on September 14, 2010, to disclose materials presented at a U.S. financial services investor conference on September 13, 2010. The filing includes a copy of the presentation slides as Exhibit 99.1, which were also posted on the company's website. This report serves as a Regulation FD disclosure, meaning the information provided in the slides is not considered 'filed' for legal purposes under Section 18 of the Securities Exchange Act of 1934, nor will it be incorporated by reference into other SEC filings.
Key Highlights
- 1JPMorgan Chase presented at a U.S. financial services investor conference on September 13, 2010.
- 2The company filed an 8-K on September 14, 2010, to provide investors with the presentation materials.
- 3Exhibit 99.1 contains the actual presentation slides used at the conference.
- 4The slides were also made available on JPMorgan Chase's official website.
- 5This filing is made under Regulation FD Disclosure (Item 7.01).
- 6Information furnished under Item 7.01 is not considered 'filed' for Section 18 liability purposes.
- 7The content of Exhibit 99.1 is not incorporated into other SEC filings, such as those under the Securities Act of 1933.
Frequently Asked Questions
The main purpose of this 8-K filing is to publicly disclose the presentation materials that JPMorgan Chase & Co. used at a U.S. financial services investor conference on September 13, 2010, in compliance with Regulation FD.
The presentation slides used at the conference are included as Exhibit 99.1 in this 8-K filing. They were also posted on JPMorgan Chase's official website.
No, according to the filing, the information contained in the presentation slides (Exhibit 99.1) is being 'furnished' under Regulation FD and is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. This means the company is not subject to the same liabilities as if the information were formally filed.
No, the filing explicitly states that the information in Exhibit 99.1 shall not be deemed incorporated by reference into any of JPMorgan Chase's future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934.