Summary
JPMorgan Chase & Co. (JPM) filed an 8-K on September 12, 2016, primarily to disclose presentation materials shared by Gordon A. Smith, CEO of Consumer & Community Banking (CCB), at a U.S. financial services investor conference. The filing includes presentation slides (Exhibit 99.1) that provide information to investors specifically about the CCB segment. While these materials are furnished under Regulation FD, they are not deemed 'filed' for purposes of liability under the Securities Exchange Act of 1934 or incorporated into other SEC filings.
Key Highlights
- 1Disclosure of presentation materials regarding the Consumer & Community Banking (CCB) segment.
- 2Presentation delivered by Gordon A. Smith, CEO of CCB, on September 12, 2016.
- 3Information provided to investors pertains specifically to the CCB division.
- 4The filing is an 8-K, Item 7.01 (Regulation FD Disclosure).
- 5Presentation slides (Exhibit 99.1) are furnished, not filed, limiting certain legal liabilities.
- 6Materials were presented at a publicly webcast investor conference.
Frequently Asked Questions
The main purpose of this 8-K filing is to publicly disclose presentation slides that were used by the CEO of JPMorgan Chase's Consumer & Community Banking (CCB) segment at an investor conference. This ensures broad and simultaneous access to the information for all investors.
The disclosed information specifically focuses on the Consumer & Community Banking (CCB) segment of JPMorgan Chase & Co.
No, the presentation slides (Exhibit 99.1) are furnished under Regulation FD and are not considered 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. Therefore, they are not subject to the liabilities associated with such filings.
The presentation slides are included as Exhibit 99.1 to this 8-K filing. The filing also notes that the slides were posted on the Firm's website in connection with the presentation.