8-KMaterial AgreementsOther Events

Mastercard Inc 8-K Report, Material Agreement (Oct 19, 2012)

Filed October 19, 2012For Securities:MA

Summary

Mastercard Inc. (MA) filed an 8-K on October 19, 2012, reporting the definitive entry into a Class Settlement Agreement to resolve U.S. merchant class litigation. This agreement, substantially similar to a previously announced Memorandum of Understanding, was entered into with Visa, Inc., merchant class plaintiffs, and customer banks. The filing also notes the execution of a separate settlement agreement for individual merchant plaintiffs, bringing final resolution to these U.S. litigations. For investors, the key takeaway is the formalization of a settlement that had been anticipated. The total pre-tax financial impact for Mastercard is an estimated $790 million, with charges already recognized in prior quarters ($770 million in Q4 2011 and $20 million in Q2 2012). While the settlement resolves significant litigation, the financial impact has largely been accounted for, reducing near-term uncertainty for shareholders.

Key Highlights

  • 1Mastercard entered into a definitive Class Settlement Agreement on October 19, 2012, to resolve U.S. merchant class litigation.
  • 2The agreement was made with Visa, Inc., merchant class plaintiffs, and customer banks.
  • 3A separate settlement agreement was executed to resolve claims from individual merchant plaintiffs.
  • 4The total pre-tax financial impact for Mastercard related to both settlements is estimated at $790 million.
  • 5Mastercard had already recorded a pre-tax charge of $770 million in Q4 2011 and an additional $20 million in Q2 2012 for this settlement.
  • 6The Class Settlement Agreement is subject to court approval.
  • 7This filing formalizes agreements previously disclosed via a Memorandum of Understanding in July 2012.

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