8-KEarnings & ResultsRegulation FDExhibits & Filings

MOODYS CORP /DE/ 8-K Report, Financial Results (Apr 26, 2012)

Filed April 26, 2012For Securities:MCO

Summary

Moody's Corporation (MCO) filed an 8-K on April 26, 2012, to announce its financial results for the first quarter ended March 31, 2012. The primary purpose of this filing is to provide investors with the company's performance during the period. While the 8-K itself does not contain the detailed financial figures, it references an attached press release (Exhibit 99.1) which is the source of the specific earnings data and operational updates. Investors should note that this report is furnished under Regulation FD and is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act. This means the information is for disclosure and not subject to the same liabilities as filed information. The key takeaway is that the market has access to Moody's Q1 2012 financial performance, as detailed in the accompanying press release.

Key Highlights

  • 1Moody's Corporation filed an 8-K on April 26, 2012, reporting its financial results for the first quarter ended March 31, 2012.
  • 2The filing primarily serves as a disclosure mechanism, referencing a press release (Exhibit 99.1) for the detailed financial information.
  • 3The report's content, including the press release, is furnished under Regulation FD, not formally 'filed' under Section 18 of the Exchange Act.
  • 4This means the information is for investor awareness and communication of financial performance.
  • 5The filing indicates that Moody's management was providing updates on the company's operational and financial condition for the first quarter of 2012.
  • 6Investors are directed to the press release (Exhibit 99.1) for the specific financial metrics and performance details of Q1 2012.

Frequently Asked Questions

The main purpose of this 8-K filing by Moody's Corporation is to announce and disclose its financial results for the first quarter ended March 31, 2012, as required by securities regulations. It serves to inform investors about the company's performance during that period.

The detailed financial results for the first quarter ended March 31, 2012, are provided in the press release that is attached as Exhibit 99.1 to this 8-K filing.

No, the information contained in this 8-K filing, including the press release, is being furnished and is not deemed 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934. This means it is for disclosure purposes and not subject to the liabilities associated with 'filed' information under that section.

When information is 'furnished' in an 8-K under Regulation FD, it means the company is making it public in accordance with disclosure rules. However, it is not treated as if it were formally 'filed' with the SEC for the purposes of certain liability provisions (like Section 18). This distinction is important for legal and regulatory compliance but the information is still publicly available for investors.