8-KOther Events

3M CO 8-K Report (Aug 12, 2002)

Filed August 12, 2002For Securities:MMM

Summary

3M Company filed an 8-K report on August 12, 2002, to disclose that its principal executive officer, W. James McNerney, Jr., and principal financial officer, Patrick D. Campbell, submitted sworn statements to the Securities and Exchange Commission (SEC). These statements were made in accordance with Commission Order No. 4-460. While the content of these statements is not detailed in the 8-K itself, their submission indicates a response to specific SEC requirements or inquiries, likely related to the accuracy and completeness of prior filings. Investors should note that this 8-K filing primarily concerns procedural compliance and the formal submission of sworn statements by key executives. The underlying reasons for these submissions are not elaborated upon in this report, which means further investigation into the context of Commission Order No. 4-460 and any related company announcements would be necessary to fully understand the implications for 3M. The attached exhibits, which contain the actual statements, are crucial for a deeper understanding of the issues addressed.

Key Highlights

  • 13M Company filed an 8-K report on August 12, 2002.
  • 2The filing is in response to SEC Commission Order No. 4-460.
  • 3Principal Executive Officer, W. James McNerney, Jr., submitted a sworn statement.
  • 4Principal Financial Officer, Patrick D. Campbell, submitted a sworn statement.
  • 5The sworn statements are attached as Exhibits 99.1 and 99.2.
  • 6The 8-K primarily serves as a disclosure of the submission of these statements.
  • 7The report indicates a formal response to SEC requirements regarding executive accountability for filings.

Frequently Asked Questions

The main purpose of this 8-K filing is to formally disclose that 3M's principal executive officer and principal financial officer have submitted sworn statements to the Securities and Exchange Commission (SEC) as required by Commission Order No. 4-460.

The 8-K filing does not provide details about the specific content or nature of Commission Order No. 4-460. It only states that the sworn statements were submitted pursuant to this order. Investors would need to research the SEC's public records for details on this specific order.

The sworn statements are attached as Exhibits 99.1 and 99.2 to the 8-K. While the 8-K itself does not describe the content, these statements are typically made under oath by principal officers regarding the accuracy and completeness of the company's SEC filings and the facts and circumstances surrounding them.

No, this 8-K filing does not contain any new financial performance information, such as revenue, earnings, or balance sheet data. Its focus is solely on the procedural submission of sworn statements by the company's top executives to the SEC.