8-KOther Events

MARSH & MCLENNAN COMPANIES, INC. 8-K Report (Aug 7, 2002)

Filed August 7, 2002For Securities:MRSHMMC

Summary

Marsh & McLennan Companies, Inc. (MRSH) filed a Current Report on Form 8-K on August 7, 2002, disclosing significant events related to regulatory compliance. The report indicates that both the Principal Executive Officer, Jeffrey W. Greenberg, and the Principal Financial Officer, Sandra S. Wijnberg, submitted sworn statements to the SEC on August 6, 2002. These statements were made pursuant to SEC Order No. 4-460. While the specific content of these sworn statements is not detailed within the provided 8-K summary, their submission is a notable event for investors. It suggests the company is actively responding to regulatory inquiries or requirements. Investors should consider this filing as an indication of ongoing regulatory scrutiny and the company's commitment to providing necessary disclosures. The attached exhibits, being sworn statements from key officers, are important for understanding the company's current regulatory posture.

Key Highlights

  • 1Key officers of Marsh & McLennan Companies, Inc. submitted sworn statements to the SEC on August 6, 2002.
  • 2The sworn statements were made by the Principal Executive Officer, Jeffrey W. Greenberg, and the Principal Financial Officer, Sandra S. Wijnberg.
  • 3These submissions were made in accordance with Securities and Exchange Commission Order No. 4-460.
  • 4The filing was made on August 7, 2002, and is considered a Current Report on Form 8-K.
  • 5Copies of the sworn statements are attached as exhibits and incorporated by reference into the report.
  • 6The filing indicates a response to regulatory requirements or inquiries.

Frequently Asked Questions

The main purpose of this 8-K filing is to report that the Principal Executive Officer and Principal Financial Officer of Marsh & McLennan Companies, Inc. submitted sworn statements to the SEC, as required by SEC Order No. 4-460.

The provided filing does not detail the specifics of SEC Order No. 4-460. However, it mandated the submission of sworn statements from principal executive and financial officers of certain companies.

The filing states that the sworn statements were submitted, and copies are attached as exhibits. However, the summary itself does not provide the content of these statements. Investors would need to review the attached exhibits (Exhibit 99.1 and 99.2) for the specific details.

This filing is important as it indicates active engagement with regulatory bodies and a response to specific SEC orders. It suggests the company is addressing potential compliance issues or investigations, which could have implications for the company's operations and stock performance.