Early Access

10-KPeriod: FY2015

MORGAN STANLEY Annual Report, Year Ended Dec 31, 2015

Filed February 23, 2016For Securities:MSMS-PKMS-POMS-PQMS-PAMS-PFMS-PIMS-PLMS-PPMS-PEMSTLW

Summary

Morgan Stanley's 2015 10-K filing reveals a resilient financial performance with a 3% increase in net revenues to $35.16 billion, primarily driven by strength in Institutional Securities and a moderate rise in Wealth Management. Net income applicable to Morgan Stanley surged to $6.13 billion, a significant jump from $3.47 billion in 2014, partly due to favorable tax benefits and a reduction in litigation expenses related to mortgage-backed securities. The company highlighted its progress towards strategic objectives, including improving its Return on Equity target to 9-11% by 2017 (excluding debt valuation adjustments) and maintaining robust capital ratios under the U.S. Basel III framework, with Common Equity Tier 1 capital at 15.5% at year-end 2015. The filing also underscores Morgan Stanley's proactive capital management through share repurchases and dividend increases, signaling confidence in its ongoing business strategy. Despite facing a competitive and evolving regulatory landscape, the company demonstrated its ability to navigate challenges and deliver shareholder value, underscored by its improved financial results and a strategic focus on efficiency and capital returns.

Financial Statements
Beta
Interest Expense$2.74B
Net Income$6.13B
EPS (Basic)$2.97
EPS (Diluted)$2.90
Shares Outstanding (Basic)1.91B
Shares Outstanding (Diluted)1.95B

Key Highlights

  • 1Net revenues increased by 3% to $35.16 billion in 2015, driven by strong Institutional Securities performance and growth in Wealth Management.
  • 2Net income applicable to Morgan Stanley more than doubled year-over-year, reaching $6.13 billion, boosted by tax benefits and lower legal expenses.
  • 3The company reported a Common Equity Tier 1 capital ratio of 15.5% at year-end 2015, reflecting a strong capital position under U.S. Basel III requirements.
  • 4Morgan Stanley repurchased approximately $2.1 billion of its common stock in 2015 as part of its capital management strategy.
  • 5The company increased its quarterly common stock dividend to $0.15 per share, reflecting confidence in its financial health.
  • 6Operating expenses were managed effectively, with compensation and benefits decreasing by 10% and non-compensation expenses by 17%, primarily due to lower legal costs.
  • 7The company continues to adapt to a complex regulatory environment, with ongoing efforts to comply with U.S. Basel III and other global financial reforms.

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