Early Access

10-KPeriod: FY2021

MORGAN STANLEY Annual Report, Year Ended Dec 31, 2021

Filed February 24, 2022For Securities:MSMS-PKMS-POMS-PQMS-PAMS-PFMS-PIMS-PLMS-PPMS-PEMSTLW

Summary

Morgan Stanley's (MS) 2021 10-K filing reveals a robust financial performance, demonstrating significant growth across its key business segments. The firm reported record net revenues of $59.8 billion, a 23% increase year-over-year, and a 37% rise in net income to $15.0 billion. This strong performance was driven by record revenues in Institutional Securities, particularly in Advisory and Equity, and substantial growth in Wealth Management, bolstered by the E*TRADE acquisition, and a significant uplift in Investment Management due to the Eaton Vance acquisition. The firm maintained a solid capital position, with a Common Equity Tier 1 capital ratio of 16.0% at year-end 2021. Strategic acquisitions of Eaton Vance and E*TRADE have been successfully integrated, contributing positively to the firm's scale and profitability. Morgan Stanley also highlighted its commitment to human capital, focusing on diversity, inclusion, and employee well-being, alongside competitive compensation programs. The report details various risk factors, including market volatility, cybersecurity threats, and regulatory changes, which the firm actively manages through its comprehensive Enterprise Risk Management framework. Despite these challenges, Morgan Stanley's diversified business model and strong execution position it well for continued growth.

Financial Statements
Beta
Interest Expense$1.37B
Net Income$15.03B
EPS (Basic)$8.16
EPS (Diluted)$8.03
Shares Outstanding (Basic)1.78B
Shares Outstanding (Diluted)1.81B

Key Highlights

  • 1Record Net Revenues of $59.8 billion, up 23% year-over-year.
  • 2Net Income applicable to Morgan Stanley reached $15.0 billion, a 37% increase.
  • 3Return on Tangible Common Equity (ROTCE) of 19.8%, with a goal of over 20% excluding integration-related expenses.
  • 4Institutional Securities segment delivered record net revenues of $29.8 billion, up 13%.
  • 5Wealth Management segment saw net revenues increase 27% to $24.2 billion, with total client assets reaching $4.9 trillion.
  • 6Investment Management segment's net revenues grew 67% to $6.2 billion, driven by record Assets Under Management (AUM) of $1.6 trillion.
  • 7Common Equity Tier 1 capital ratio stood strong at 16.0% as of December 31, 2021.

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