Early Access

10-QPeriod: Q2 FY2012

MORGAN STANLEY Quarterly Report for Q2 Ended Jun 30, 2012

Filed August 6, 2012For Securities:MSMS-PKMS-POMS-PQMS-PAMS-PFMS-PIMS-PLMS-PPMS-PEMSTLW

Summary

Morgan Stanley's (MS) second-quarter 2012 report shows a net income of $591 million, or $0.29 per diluted share, on net revenues of $6.95 billion. This represents a significant decrease compared to the prior year's second quarter, which saw a net income of $1.19 billion on net revenues of $9.21 billion. The decline in net revenues was primarily driven by a substantial drop in investment banking and principal transactions (trading) revenues, exacerbated by a challenging market environment and reduced client activity. While Global Wealth Management Group showed resilience with slightly improved income from continuing operations and stable net revenues, the Institutional Securities segment experienced a significant revenue decline, particularly in fixed income and commodities trading. Despite the revenue headwinds, Morgan Stanley demonstrated strong expense management, with total non-interest expenses decreasing by 17% year-over-year, largely due to lower compensation expenses. The company also reported solid capital ratios, well above regulatory requirements, and maintained a strong liquidity position. The report highlights ongoing efforts to divest non-core assets, such as the sale of Quilter, and manage risk effectively, particularly in light of regulatory changes and market volatility.

Financial Statements
Beta
Revenue$6.94B
Operating Income$483.00M
Interest Expense$1.48B
Net Income$591.00M
EPS (Basic)$0.30
EPS (Diluted)$0.29
Shares Outstanding (Basic)1.89B
Shares Outstanding (Diluted)1.91B

Key Highlights

  • 1Net income applicable to Morgan Stanley was $591 million for Q2 2012, down from $1.19 billion in Q2 2011.
  • 2Net revenues decreased to $6.95 billion from $9.21 billion year-over-year, primarily due to lower investment banking and trading revenues.
  • 3Institutional Securities segment saw a significant revenue decline, with investment banking down 40% and fixed income/commodities trading down 60% (excluding DVA).
  • 4Global Wealth Management Group's net revenues remained relatively stable at $3.31 billion, with income from continuing operations increasing to $245 million.
  • 5Total non-interest expenses decreased by 17% to $6.01 billion, driven by a 21% reduction in compensation and benefits.
  • 6The company's capital ratios remained strong, with a Tier 1 common capital ratio of 13.6% and a Tier 1 leverage ratio of 7.1%, both exceeding regulatory requirements.
  • 7The company is actively managing its liquidity, maintaining a Global Liquidity Reserve of $173 billion at June 30, 2012.

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