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10-QPeriod: Q1 FY2022

MORGAN STANLEY Quarterly Report for Q1 Ended Mar 31, 2022

Summary

Morgan Stanley reported solid results for the first quarter of 2022, with net revenues of $14.8 billion, slightly down from $15.7 billion in the prior year quarter. Net income applicable to Morgan Stanley common shareholders was $3.54 billion, or $2.02 per diluted share, compared to $3.98 billion, or $2.19 per diluted share, in the first quarter of 2021. The firm's ROTCE (Return on Tangible Common Equity) was 19.8%, demonstrating resilience in a volatile market. The Institutional Securities segment saw an 11% decline in net revenues to $7.66 billion, primarily due to lower underwriting revenues, though Equity and Fixed Income businesses performed strongly. Wealth Management delivered stable net revenues of $5.94 billion and a strong pre-tax margin of 26.5%, with significant net new assets of $142 billion. The Investment Management segment's net revenues increased by 2% to $1.34 billion, boosted by incremental fee-based revenues from the Eaton Vance acquisition. Financially, Morgan Stanley maintained a strong capital position, with its standardized Common Equity Tier 1 capital ratio at 14.5% as of March 31, 2022. The firm managed expenses effectively, achieving an efficiency ratio of 69%, while continuing to invest in its businesses. The firm also continued its capital return program, repurchasing $2.87 billion of common stock and announcing a $0.70 per share dividend. While direct exposure to Russia and Ukraine is limited, the firm is monitoring geopolitical impacts.

Financial Statements
Beta
Interest Expense$434.00M
Net Income$3.67B
EPS (Basic)$2.04
EPS (Diluted)$2.02
Shares Outstanding (Basic)1.73B
Shares Outstanding (Diluted)1.75B

Key Highlights

  • 1Net revenues of $14.8 billion for Q1 2022, a slight decrease from $15.7 billion in Q1 2021.
  • 2Net income applicable to Morgan Stanley common shareholders was $3.54 billion, or $2.02 per diluted share, down from $3.98 billion, or $2.19 per diluted share, in Q1 2021.
  • 3Return on Tangible Common Equity (ROTCE) of 19.8%, indicating strong profitability despite market volatility.
  • 4Institutional Securities segment net revenues decreased 11% to $7.66 billion, driven by lower underwriting, but Equity and Fixed Income revenues were strong.
  • 5Wealth Management segment reported stable net revenues of $5.94 billion and added $142 billion in net new assets.
  • 6Investment Management segment saw net revenues increase 2% to $1.34 billion, benefiting from the Eaton Vance acquisition.
  • 7Standardized Common Equity Tier 1 capital ratio remained strong at 14.5% as of March 31, 2022.

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