What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally disseminate a press release (Exhibit 99.1) containing Nasdaq's financial results for the quarter ending September 30, 2002, and to provide forward-looking statements. It ensures that this information is publicly available under Regulation FD.

Where can I find the specific financial results for the quarter ended September 30, 2002?

The specific financial results for the quarter ended September 30, 2002, are detailed in the press release attached as Exhibit 99.1 to this 8-K filing. Investors should refer to that document for detailed financial performance information.

Is the information in this 8-K considered 'filed' with the SEC?

No, the filing explicitly states that the information, including the attached press release, is being 'furnished' pursuant to Item 9 (Regulation FD Disclosure). This means it is provided for public disclosure but is not considered 'filed' for the purposes of SEC registration statements or other filings.

Does this filing include detailed financial statements?

No, this specific 8-K filing does not include formal financial statements or pro forma financial information. The financial details are presented in the accompanying press release.

NDAQ 8-K SEC Disclosure

Summary

This 8-K filing from The Nasdaq Stock Market, Inc. (Nasdaq) on October 28, 2002, primarily serves to furnish investors with a press release containing financial information for the quarter ended September 30, 2002. While no formal financial statements or pro forma information are presented within the 8-K itself, the attached press release (Exhibit 99.1) is the key document for understanding Nasdaq's performance and outlook during that period. Investors should pay close attention to the details within this press release for specifics on revenue, profitability, and any strategic updates.

Key Highlights

1Nasdaq filed an 8-K on October 28, 2002, to disclose information as of October 27, 2002.
2The filing's primary purpose is to furnish a press release (Exhibit 99.1) dated October 28, 2002.
3The press release contains financial information for the quarter ended September 30, 2002.
4The press release also includes certain forward-looking statements regarding Nasdaq's future prospects.
5The filing explicitly states that the information is being 'furnished' under Regulation FD and is not deemed 'filed'.
6No formal financial statements or pro forma financial information are included within the 8-K filing itself.

NASDAQ, INC. 8-K Report (Oct 28, 2002)

Summary

Key Highlights

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