Summary
This Form 8-K filing by The Nasdaq Stock Market, Inc. (Nasdaq) from May 8, 2003, primarily serves to announce the resignation of Richard Ketchum as both an officer, effective June 17, 2003, and a director, effective immediately. This announcement follows recent leadership changes, including the previously reported appointments of H. Furlong Baldwin as non-executive Chairman of the Board and Robert Greifeld as Chief Executive Officer and President, effective May 12, 2003. Investors should note that this report is being "furnished" under Regulation FD and its contents are not considered "filed" with the SEC. The filing does not include any new financial statements or pro forma information. The key takeaway for investors is the ongoing transition in Nasdaq's executive leadership during this period.
Key Highlights
- 1Richard Ketchum resigns as an officer of Nasdaq, effective June 17, 2003.
- 2Richard Ketchum resigns as a director of Nasdaq, effective immediately.
- 3The press release announcing these changes is attached as Exhibit 99.1.
- 4This filing follows recent leadership appointments: H. Furlong Baldwin as non-executive Chairman and Robert Greifeld as CEO and President (effective May 12, 2003).
- 5The report is furnished under Item 9 (Regulation FD Disclosure) and not deemed "filed" with the SEC.
- 6No new financial statements or pro forma financial information are included in this filing.