8-KEarnings & ResultsExhibits & Filings

NASDAQ, INC. 8-K Report, Financial Results (Oct 28, 2004)

Filed October 28, 2004For Securities:NDAQ

Summary

This Form 8-K filing from The Nasdaq Stock Market, Inc. (NDAQ) on October 28, 2004, primarily serves to furnish investors with their third-quarter 2004 financial results via an attached press release (Exhibit 99.1). While the filing itself does not disclose specific financial figures, it directs investors to the detailed press release for information on the company's performance and financial condition during the period ending September 30, 2004. Investors should consult the referenced press release to understand Nasdaq's revenue, profitability, and any key operational developments during Q3 2004. This filing is a standard procedural step to ensure public dissemination of material financial information as required by the SEC.

Key Highlights

  • 1Nasdaq filed an 8-K report on October 28, 2004.
  • 2The report's primary purpose is to disclose financial results for the third quarter of 2004.
  • 3Exhibit 99.1, a press release dated October 28, 2004, contains the detailed financial results and is incorporated by reference.
  • 4The information furnished is pursuant to Item 2.02 (Results of Operations and Financial Condition).
  • 5The filing specifies that the press release information is furnished and not deemed 'filed' under Section 18 of the Securities Exchange Act of 1934.
  • 6David P. Warren, Executive Vice President and Chief Financial Officer, signed the report.

Frequently Asked Questions

The main purpose of this 8-K filing is to officially report The Nasdaq Stock Market, Inc.'s financial results for the third quarter of 2004 to the SEC and investors. It directs readers to an attached press release for the specific financial details.

The actual financial results for the third quarter of 2004 are contained within the press release dated October 28, 2004, which is included as Exhibit 99.1 to this 8-K filing. Investors should refer to this exhibit for detailed financial information.

No, the filing explicitly states that the information under Item 2.02, including the press release, is 'furnished' and shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, unless expressly incorporated by reference into another SEC filing.

The report is signed by David P. Warren, who is identified as the Executive Vice President and Chief Financial Officer of The Nasdaq Stock Market, Inc.