8-KCorporate ChangesExhibits & Filings

NASDAQ, INC. 8-K Report, Bylaw Amendment (Mar 12, 2009)

Filed March 12, 2009For Securities:NDAQ

Summary

This 8-K filing from The NASDAQ OMX Group, Inc. (NDAQ) on March 12, 2009, primarily reports on a corporate housekeeping matter. The company filed a Certificate of Elimination with the Delaware Secretary of State on March 10, 2009, to formally remove its Series D Preferred Stock from its charter. Importantly, this action was taken because there were no outstanding shares of Series D Preferred Stock. Therefore, this event does not represent a change in the company's capital structure or have any immediate financial impact on shareholders. Investors should view this as a routine administrative procedure to clean up the company's corporate records.

Key Highlights

  • 1NASDAQ OMX Group, Inc. filed a Certificate of Elimination on March 10, 2009.
  • 2The Certificate of Elimination pertains to the Series D Preferred Stock.
  • 3The Series D Preferred Stock has been eliminated from the company's Certificate of Designations, Preferences and Rights.
  • 4No shares of Series D Preferred Stock were outstanding at the time of elimination.
  • 5The filing was made with the Delaware Secretary of State.
  • 6This is a corporate housekeeping action and has no immediate financial impact on shareholders.

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