8-KEarnings & ResultsRegulation FDOther Events+1

NASDAQ, INC. 8-K Report, Financial Results (Jul 24, 2013)

Filed July 24, 2013For Securities:NDAQ

Summary

This 8-K filing from The NASDAQ OMX Group, Inc. (NDAQ) on July 24, 2013, primarily serves to announce the company's financial results for the second quarter of 2013 via an attached press release (Exhibit 99.1). Investors should note that this report also includes the declaration of a quarterly cash dividend, detailed in Exhibit 99.2. The company also posted presentation slides for its Q2 2013 earnings on its website, as noted under Regulation FD Disclosure. While the filing doesn't provide the full financial details within the 8-K itself, it directs investors to the accompanying press releases and website for comprehensive information on operational performance and financial condition for the second quarter. The inclusion of dividend information is a direct signal to shareholders regarding capital return.

Key Highlights

  • 1NASDAQ OMX announced its second quarter 2013 financial results on July 24, 2013, through a press release.
  • 2The company declared a quarterly cash dividend, also announced via press release.
  • 3Presentation slides for the Q2 2013 earnings were posted on the company's website.
  • 4The filing incorporates by reference two press releases: one for Q2 financial results and one for the dividend declaration.
  • 5The information provided is furnished under Items 2.02 and 7.01, meaning it's not formally 'filed' and thus has specific implications regarding incorporation into other SEC filings.
  • 6The report date is July 24, 2013, reflecting the earliest event reported (the press releases).

Frequently Asked Questions

This 8-K filing does not contain the detailed financial results directly. Investors are directed to refer to the press release dated July 24, 2013 (Exhibit 99.1) for the company's second quarter 2013 financial performance.

Yes, the filing announces the declaration of a quarterly cash dividend. More details can be found in the press release dated July 24, 2013 (Exhibit 99.2).

The company posted slides used in its earnings presentation for the second quarter of 2013 on its website. The 8-K notes this under Item 7.01 (Regulation FD Disclosure).

The information furnished under Item 2.02 and Item 7.01, including the press release on financial results (Exhibit 99.1), is not deemed 'filed' for purposes of the Securities Exchange Act of 1934. It is furnished, meaning it has specific legal implications regarding its incorporation into other SEC filings.