What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally disclose the transmittal letter and required certifications from Northrop Grumman's CEO and CFO that accompany their Annual Report on Form 10-K for the year ended December 31, 2002. This is a procedural filing related to regulatory requirements.

Why are these certifications important for investors?

These certifications, mandated by Section 906 of the Sarbanes-Oxley Act, hold the principal officers personally accountable for the accuracy and completeness of the financial information presented in the company's periodic reports, including the 10-K. This aims to enhance transparency and investor confidence.

Does this 8-K contain new financial results for Northrop Grumman?

No, this 8-K filing does not contain new financial results. It serves as a cover document and compliance disclosure for the already filed 2002 Annual Report (Form 10-K), which would contain the detailed financial statements and results for the year.

What is the Sarbanes-Oxley Act (SOX) Section 906?

Section 906 of the Sarbanes-Oxley Act of 2002 requires the Chief Executive Officer (CEO) and Chief Financial Officer (CFO) of a public company to certify that any periodic report filed with the SEC that contains financial statements fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act and that the information fairly presents, in all material respects, the financial condition and results of operations of the issuer.

NOC 8-K SEC Disclosure — Mar 24, 2003

Summary

Northrop Grumman Corporation (NOC) filed an 8-K report on March 24, 2003, primarily to disclose the transmittal letter and certifications accompanying its Annual Report on Form 10-K for the fiscal year ended December 31, 2002. This filing is in compliance with Section 906 of the Sarbanes-Oxley Act of 2002, which requires specific written statements from the CEO and CFO to accompany periodic reports filed with the SEC. The report indicates that these certifications, affirming the accuracy and completeness of the 10-K filing, were provided along with the annual report itself.

Key Highlights

1Filing date: March 24, 2003.
2Purpose: Disclosure of transmittal letter and certifications for the 2002 Form 10-K.
3Compliance with Sarbanes-Oxley Act: Specifically Section 906, requiring CEO/CFO certifications.
4Accompanying document: Northrop Grumman's Annual Report on Form 10-K for the year ended December 31, 2002.
5Content of certifications: Affirmation of the accuracy and completeness of the Form 10-K.
6Key personnel mentioned: John H. Mullan, Corporate Vice President and Secretary, signed on behalf of the corporation.

NORTHROP GRUMMAN CORP /DE/ 8-K Report (Mar 24, 2003)

Summary

Key Highlights

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