What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is to report that Norfolk Southern Corporation has submitted sworn statements from its Chief Executive Officer and Chief Financial Officer to the Securities and Exchange Commission (SEC) as required by SEC Order No. 4-460. These statements pertain to facts and circumstances relevant to the company's Exchange Act filings.

What is SEC Order No. 4-460?

SEC Order No. 4-460 is an official directive from the Securities and Exchange Commission that mandated certain companies, including Norfolk Southern, to submit sworn statements from their principal executive and financial officers regarding specific facts and circumstances related to their filings. The exact nature of the order and the issues it addresses are not detailed in this specific 8-K.

What are the implications for investors of these sworn statements?

The submission of sworn statements under an SEC order suggests that the company may be undergoing scrutiny or investigation regarding its past financial reporting or compliance. While this 8-K doesn't provide specifics, investors should be aware that such filings can indicate potential accounting issues or irregularities. It signals increased regulatory attention and warrants close monitoring of future company disclosures and SEC actions.

Where can I find the actual content of the sworn statements?

The sworn statements themselves are attached as Exhibits 99.1 and 99.2 to this 8-K filing. Investors can access the complete filing, including these exhibits, through the SEC's EDGAR database or through financial data providers that archive SEC filings.

NSC 8-K SEC Disclosure

Summary

Norfolk Southern Corporation (NSC) filed an 8-K report on August 8, 2002, disclosing the submission of sworn statements from its Chief Executive Officer, David R. Goode, and Chief Financial Officer, Henry C. Wolf. These statements, dated August 6 and August 1, 2002, respectively, were provided in accordance with Securities and Exchange Commission (SEC) Order No. 4-460. The filing indicates these statements relate to facts and circumstances impacting the company's Exchange Act filings. While the specific content of the sworn statements is not detailed within this 8-K, their submission under an SEC order suggests a heightened level of scrutiny by regulators. Investors should note that such filings often precede or accompany investigations into accounting practices or other compliance matters. The official, sworn nature of these statements underscores the seriousness with which the company and the SEC are addressing the underlying issues. Investors should monitor further disclosures from NSC for any subsequent developments or clarifications regarding the matters addressed in these sworn statements.

Key Highlights

1NSC submitted sworn statements from its CEO and CFO to the SEC.
2The statements were filed on August 7, 2002, per SEC Order No. 4-460.
3The CEO's statement is dated August 6, 2002, and the CFO's is dated August 1, 2002.
4These statements concern facts and circumstances related to the company's Exchange Act filings.
5The filing was made on a Form 8-K, indicating a material event.
6The specific details within the sworn statements are not provided in this 8-K filing.

NORFOLK SOUTHERN CORP 8-K Report (Aug 8, 2002)

Summary

Key Highlights

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