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Prudential Financial 8-K Report, Financial Results (Oct 15, 2026)

Reports
Earnings & Results·Regulation FD·Exhibits & Filings
Filing Date
Filed October 15, 2026
Period End
October 15, 2026
Securities
PRUPFHPRSPRH
In the record · 2016–202610-K1110-Q328-K198

PRU filed 11 annual reports (10-K), 32 quarterly reports (10-Q) and 198 current reports (8-K) between 2016 and 2026.

  1. Material agreement8-K · Dec ’17Dec ’17
  2. Leadership change8-K · Feb ’20Feb ’20
  3. Deal closed8-K · Apr ’22Apr ’22
  4. Leadership change8-K · Dec ’25Dec ’25

01—Abstract

Summary

Summary of the 8-K filed October 15, 2026. Cited figures are marked; the original filing is the authoritative source.

Prudential Financial, Inc. (PRU) filed this Form 8-K on October 15, 2026 to furnish preliminary, unaudited financial information for the quarter ended September 30, 2026, ahead of its quarterly earnings release scheduled for November 3, 2026, and to disclose segment reporting changes tied to its International Businesses segment.

The company reported PGIM assets under management of $1.47 trilliona at September 30, 2026, and PGIM other related revenues, net of related expenses, of approximately $20 million on an adjusted operating income basis. It estimated General Account alternative investment income to be approximately $15 to $35 million above its near-term expectations, and estimated that the Prudential of Japan sales suspension reduced Japan Businesses pre-tax adjusted operating income by approximately $140 million, including one-time costs tied to Life Planner compensation, lost sales and surrenders. The company stresses that these figures are estimates, have not completed financial closing procedures, and could differ materially from final results.

Effective in the third quarter of 2026, Prudential announced in August 2026 its intent to exit certain emerging markets businesses. As a result, the operations of certain businesses, including Brazil and Mexico, moved into Divested and Run-off Businesses within Corporate and Other, and the former International Businesses segment was renamed Japan Businesses. The company's indirect 40%b interest in Administradora de Fondos de Pensiones Habitat S.A. moved into the Retirement segment.

These changes are applied retrospectively and do not affect previously issued consolidated financial statements. Exhibit 99.1 furnishes a revised second quarter 2026 Quarterly Financial Supplement showing the restated historical results, with updates highlighted in yellow.

The filing is furnished under Regulation FD, is not deemed filed under Section 18 of the Exchange Act, and is accompanied by forward-looking statement cautions. For investors, the most material items are the Japan sales suspension impact of approximately $140 millionc and the revised segment structure, which changes how the Japan, Retirement and corporate results should be compared with prior periods.

02—Key points

Key Highlights

  1. PGIM assets under management were $1.47 trillion as of September 30, 2026.
  2. PGIM other related revenues, net of related expenses, were approximately $20 million for the quarter ended September 30, 2026, on an adjusted operating income basis.
  3. General Account alternative investment income for the quarter is estimated at approximately $15 to $35 million above near-term expectations.
  4. The Prudential of Japan sales suspension is estimated to reduce Japan Businesses pre-tax adjusted operating income by approximately $140 million for the quarter, including one-time costs.
  5. Effective in Q3 2026, the former International Businesses segment was renamed Japan Businesses, with Brazil and Mexico operations moved to Divested and Run-off Businesses within Corporate and Other.
  6. The indirect 40% interest in AFP Habitat moved from International Businesses into the Retirement segment.
  7. Exhibit 99.1 furnishes a revised second quarter 2026 Quarterly Financial Supplement reflecting the segment changes retrospectively; the quarterly earnings release is scheduled for November 3, 2026.

03—Questions

Frequently Asked Questions

  1. What is the financial impact of the Prudential of Japan sales suspension?

    The company estimates the Prudential of Japan sales suspension reduced Japan Businesses pre-tax adjusted operating income by approximately $140 million for the quarter ended September 30, 2026. This includes one-time costs primarily related to Life Planner compensation, lost sales, and the impact of surrenders.

  2. Why did Prudential change its segment reporting?

    In August 2026 the company announced its intent to exit certain emerging markets businesses previously in the International Businesses segment. Effective in Q3 2026, Brazil and Mexico operations were moved to Divested and Run-off Businesses within Corporate and Other, the remaining segment was renamed Japan Businesses, and the AFP Habitat interest moved into Retirement.

  3. Do the segment changes affect previously reported financial statements?

    No. The filing states the changes are applied retrospectively and do not have an impact on any previously issued Consolidated Financial Statements. Historical segment information is provided in revised form in Exhibit 99.1.

  4. How reliable are the preliminary third quarter figures?

    The figures are estimated and unaudited, prepared in good faith on a basis consistent with prior periods, and the company has not completed its financial closing procedures for the quarter. The company warns actual results could be materially different.

  5. What is the PGIM segment's size and recent performance?

    As of September 30, 2026, PGIM assets under management were $1.47 trillion. PGIM other related revenues, net of related expenses, were approximately $20 million on an adjusted operating income basis for the quarter.

04—Continue

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