8-KEarnings & ResultsRegulation FDExhibits & Filings

Rocket Companies, Inc. 8-K Report, Financial Results (Nov 2, 2023)

Filed November 2, 2023For Securities:RKT

Summary

Rocket Companies, Inc. (RKT) filed an 8-K on November 2, 2023, to report its financial results for the third quarter ended September 30, 2023. The filing primarily incorporates by reference a press release issued on the same date, which contains the company's operational and financial performance details for the quarter. Investors should refer to the referenced press release (Exhibit 99.1) for specific financial metrics, segment performance, and management's commentary on the results. The 8-K also notes the availability of supplemental financial information on the company's website, also made on November 2, 2023. It's important for investors to note that the information furnished under Item 2.02 and Item 7.01 is not considered 'filed' for regulatory purposes, meaning it does not automatically trigger liability under Section 18 of the Exchange Act, nor is it automatically incorporated into future SEC filings. Therefore, a thorough review of the press release and any supplemental materials is crucial for understanding RKT's Q3 2023 performance and outlook.

Key Highlights

  • 1Rocket Companies, Inc. (RKT) announced its Q3 2023 financial results via an 8-K filing on November 2, 2023.
  • 2The 8-K filing incorporates by reference a press release (Exhibit 99.1) detailing the company's third-quarter performance.
  • 3Supplemental financial information for Q3 2023 was also made available on the company's website.
  • 4The information provided in this 8-K is furnished and not deemed 'filed' under Section 18 of the Exchange Act.
  • 5Investors are directed to the press release and supplemental information for specific financial details and operational updates.
  • 6The filing does not contain new substantive financial statements but rather references external documents.

Frequently Asked Questions

The specific financial results for Rocket Companies' third quarter ended September 30, 2023, are detailed in the press release filed as Exhibit 99.1 to the 8-K filing on November 2, 2023. Supplemental financial information was also made available on the company's website on the same date.

No, the information furnished under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD) of this 8-K filing, including the press release, is not considered 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. It is furnished information.

This 8-K filing itself does not contain the detailed operational or financial updates. Investors need to refer to the press release (Exhibit 99.1) and the supplemental financial information made available on the company's website for those specifics regarding Rocket Companies' third-quarter performance.

No, this 8-K filing does not present new audited financial statements directly. It references a press release that contains the company's results of operations and financial condition for the third quarter of 2023.