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10-QPeriod: Q3 FY2013

ROCKWELL AUTOMATION, INC Quarterly Report for Q3 Ended Jun 30, 2013

Filed August 7, 2013For Securities:ROK

Summary

Rockwell Automation, Inc.'s third quarter 2013 10-Q filing indicates a period of modest sales growth and improved profitability compared to the prior year. Total sales increased by 4% year-over-year, driven by solid performance in the United States, Canada, and Latin America, while the Asia-Pacific region saw a decline. The company experienced strong margin conversion, attributed to volume leverage and ongoing productivity initiatives. Profitability metrics show improvement, with Diluted EPS rising to $1.45 from $1.33 in the prior year's comparable quarter. Management highlighted the effective execution of their long-term strategy, focusing on market expansion, revenue diversification, and strategic acquisitions. The company also demonstrated robust cash flow generation, with free cash flow significantly increasing year-over-year, supporting share repurchases and dividend payments.

Financial Statements
Beta
Revenue$1.62B
Cost of Revenue$971.30M
Gross Profit$652.90M
SG&A Expenses$383.70M
Interest Expense$15.30M
Net Income$203.70M
EPS (Basic)$1.46
EPS (Diluted)$1.45
Shares Outstanding (Basic)138.90M
Shares Outstanding (Diluted)140.40M

Key Highlights

  • 1Total sales for the third quarter of fiscal year 2013 increased by 4% to $1.62 billion compared to the prior year, with notable strength in the Americas.
  • 2Diluted Earnings Per Share (EPS) increased to $1.45 for the quarter, up from $1.33 in the same period last year.
  • 3The Control Products & Solutions segment showed robust growth, with sales up 6% and operating margin improving to 13.6% from 11.9%.
  • 4Architecture & Software segment sales saw a modest 1% increase year-over-year, with operating margin remaining stable.
  • 5Free cash flow for the nine months ended June 30, 2013, significantly increased to $599.5 million from $251.0 million in the prior year, reflecting improved operating cash flow.
  • 6The company repurchased approximately 1.2 million shares of common stock during the quarter for $104 million under its authorized share repurchase program.
  • 7The effective tax rate decreased to 20.9% in the current quarter from 22.1% in the prior year quarter, partly due to favorable resolution of tax matters.

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