Early Access

10-QPeriod: Q3 FY2020

ROCKWELL AUTOMATION, INC Quarterly Report for Q3 Ended Jun 30, 2020

Filed July 28, 2020For Securities:ROK

Summary

Rockwell Automation, Inc. (ROK) reported its Q3 fiscal year 2020 results, showing a decrease in sales year-over-year, largely attributed to the economic impacts of the COVID-19 pandemic and weakness in sectors like Oil & Gas. Despite the top-line pressure, the company demonstrated resilience with improved operating earnings in the Architecture & Software segment and managed its costs effectively. The company also saw a significant boost from its investment in PTC Inc., which positively impacted net income and EPS for the quarter. Financially, ROK maintained a solid liquidity position, evidenced by a healthy free cash flow generation for the nine-month period. The company has also proactively managed its debt, including repaying short-term notes and securing a new term loan. Management has provided updated fiscal year 2020 guidance, projecting a decline in reported sales but maintaining a positive outlook for Adjusted EPS, reflecting disciplined cost management and strategic focus amidst a challenging global economic environment.

Financial Statements
Beta
Revenue$1.39B
Cost of Revenue$839.80M
Gross Profit$554.20M
SG&A Expenses$370.20M
Interest Expense$25.40M
Net Income$317.80M
EPS (Basic)$2.74
EPS (Diluted)$2.73
Shares Outstanding (Basic)115.70M
Shares Outstanding (Diluted)116.40M

Key Highlights

  • 1Total sales decreased by 16.3% year-over-year for the three months ended June 30, 2020, largely due to the COVID-19 pandemic and associated economic slowdown.
  • 2Net income attributable to Rockwell Automation increased to $317.8 million for the quarter, up from $261.4 million in the prior year period, significantly boosted by a $175.5 million gain from its investment in PTC Inc.
  • 3Diluted Earnings Per Share (EPS) rose to $2.73 from $2.20 year-over-year, also significantly influenced by the PTC investment gains.
  • 4Adjusted EPS, which excludes certain non-recurring items like investment gains/losses, decreased to $1.27 from $2.40 year-over-year, reflecting the impact of lower sales on core operations.
  • 5The company generated $702.8 million in free cash flow for the nine months ended June 30, 2020, an increase from $598.3 million in the prior year period, indicating strong cash generation capabilities.
  • 6Significant acquisitions were completed, including the formation of the Sensia joint venture and the acquisitions of MESTECH, Avnet, ASEM, and Kalypso, contributing to goodwill and intangible assets.
  • 7The company provided fiscal year 2020 guidance, expecting reported sales growth of approximately -5.5% and Diluted EPS between $8.06 - $8.26.

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