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10-QPeriod: Q2 FY2021

ROCKWELL AUTOMATION, INC Quarterly Report for Q2 Ended Mar 31, 2021

Filed April 28, 2021For Securities:ROK

Summary

Rockwell Automation's (ROK) Form 10-Q for the period ending March 31, 2021, demonstrates a strong recovery and growth, particularly in the second quarter. Total sales increased by 5.6% year-over-year to $1.78 billion for the quarter, driven by organic sales growth of 1.3% and contributions from acquisitions and currency translation. The company reported a significant increase in net income attributable to Rockwell Automation, reaching $415.0 million ($3.54 diluted EPS) for the quarter, a substantial jump from $132.2 million ($1.13 diluted EPS) in the prior year period. This surge in profitability was notably boosted by favorable fair-value adjustments on its investment in PTC Inc. and a significant legal settlement. The company's strategic focus on industrial automation and digital transformation appears to be yielding positive results, with particular strength noted in the Intelligent Devices and Software & Control segments. However, the Lifecycle Services segment experienced a sales decline. Looking ahead, Rockwell Automation provided an optimistic outlook for fiscal year 2021, projecting reported sales growth of 9.0%-12.0% and diluted EPS between $12.53-$12.93, reflecting anticipated continued order strength despite ongoing supply chain constraints.

Financial Statements
Beta
Revenue$1.78B
Cost of Revenue$1.01B
Gross Profit$767.40M
SG&A Expenses$421.30M
Interest Expense$23.30M
Net Income$415.00M
EPS (Basic)$3.57
EPS (Diluted)$3.54
Shares Outstanding (Basic)116.10M
Shares Outstanding (Diluted)117.10M

Key Highlights

  • 1Total sales for the quarter ended March 31, 2021, increased by 5.6% year-over-year to $1.78 billion.
  • 2Net income attributable to Rockwell Automation significantly increased to $415.0 million ($3.54 diluted EPS) in the quarter, up from $132.2 million ($1.13 diluted EPS) in the prior year.
  • 3The company's investment in PTC Inc. contributed positively, with significant fair-value adjustments impacting results.
  • 4The Intelligent Devices segment showed robust growth, with sales up 8.3% year-over-year for the quarter.
  • 5The Software & Control segment also saw healthy sales growth of 12.1% year-over-year for the quarter.
  • 6The Lifecycle Services segment experienced a sales decline of 5.5% year-over-year for the quarter.
  • 7The company provided an optimistic fiscal year 2021 outlook, forecasting reported sales growth of 9.0%-12.0% and diluted EPS of $12.53-$12.93.

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