8-KOther Events

ROCKWELL AUTOMATION, INC 8-K Report (Aug 6, 2002)

Filed August 6, 2002For Securities:ROK

Summary

This Current Report (8-K) filed by Rockwell Automation, Inc. (ROK) on August 6, 2002, primarily concerns the submission of Statements Under Oath by its Chief Executive Officer and Chief Financial Officer, as required by SEC Order No. 4-460. These statements, dated August 5, 2002, and delivered on August 6, 2002, are furnished as exhibits to this filing. While the report does not contain specific financial results or forward-looking statements, its focus on sworn statements from key executives suggests a response to regulatory requirements or inquiries related to the accuracy and integrity of past SEC filings. Investors should note that the content of these sworn statements themselves is not detailed within the 8-K itself, but they are formally appended as Exhibits 99.1 and 99.2.

Key Highlights

  • 1Rockwell Automation submitted an 8-K filing on August 6, 2002.
  • 2The filing includes Statements Under Oath from the CEO and CFO.
  • 3These statements were required by SEC Order No. 4-460.
  • 4The statements are dated August 5, 2002, and were delivered to the SEC on August 6, 2002.
  • 5The statements address facts and circumstances relating to Exchange Act filings.
  • 6The specific content of the sworn statements is provided in Exhibits 99.1 and 99.2.

Frequently Asked Questions

The primary purpose of this 8-K filing is to formally submit Statements Under Oath from Rockwell Automation's Chairman and CEO, and its Senior Vice President and CFO, as mandated by SEC Order No. 4-460. These statements relate to facts and circumstances concerning the company's Exchange Act filings.

No, this specific 8-K filing does not provide new financial results, earnings guidance, or operational updates. Its focus is solely on the submission of the required sworn statements from executive officers.

SEC Order No. 4-460, in the context of this filing, required certain public companies, including Rockwell Automation, to submit sworn statements from their principal executive and financial officers regarding the accuracy and completeness of their past SEC filings.

The full content of the Statements Under Oath from the Principal Executive Officer and the Principal Financial Officer are provided as Exhibits 99.1 and 99.2, respectively, to this 8-K filing.