8-KCorporate ChangesExhibits & Filings

STARBUCKS CORP 8-K Report, Bylaw Amendment (Sep 16, 2016)

Filed September 16, 2016For Securities:SBUX

Summary

Starbucks Corporation (SBUX) filed an 8-K on September 16, 2016, to report amendments to its Amended and Restated Bylaws, effective immediately on September 13, 2016. The primary change is the implementation of proxy access, a mechanism allowing eligible shareholders to nominate director candidates for inclusion in the company's proxy materials. This move follows a majority shareholder vote on a proxy access proposal at the 2016 Annual Meeting and extensive shareholder engagement. These updated bylaws permit a shareholder, or a group of up to 20 shareholders, who collectively own at least 3% of Starbucks' outstanding stock continuously for a minimum of three years, to nominate director nominees. The nominated directors can constitute up to the greater of two directors or 20% of the Board. This provision aims to facilitate meaningful shareholder participation in board composition while incorporating safeguards against potential misuse, aligning with the company's commitment to long-term shareholder value.

Key Highlights

  • 1Starbucks' Board of Directors amended and restated the company's bylaws to implement proxy access.
  • 2The proxy access provision is effective immediately as of September 13, 2016.
  • 3This change was initiated following a majority shareholder vote in favor of proxy access at the 2016 Annual Meeting.
  • 4Shareholders holding at least 3% of outstanding stock continuously for 3+ years can nominate directors.
  • 5A qualifying shareholder or group (up to 20 shareholders) can nominate up to the greater of two directors or 20% of the Board.
  • 6The bylaws were updated after engagement with shareholders to incorporate feedback on appropriate terms for proxy access.
  • 7Conforming and clarifying changes were also made to advance notice requirements for shareholder nominations and proposals.

Frequently Asked Questions

Proxy access is a bylaw provision that allows eligible long-term shareholders to nominate director candidates for inclusion in the company's own proxy materials for annual meetings. Starbucks has adopted it in response to a shareholder vote and to facilitate shareholder participation in board elections, aiming to balance shareholder rights with the company's long-term interests.

To be eligible, a shareholder, or a group of up to 20 shareholders acting together, must have owned at least 3% of Starbucks' outstanding common stock continuously for a minimum of three years prior to the nomination submission.

A qualifying shareholder or group can nominate director nominees constituting up to the greater of two directors or 20% of the total number of directors on Starbucks' Board of Directors.

Yes, Starbucks engaged with shareholders who collectively hold over 30% of the company's stock to discuss potential proxy access provisions and gather feedback. This feedback was used to shape the terms of the implemented bylaw provisions.