Early Access

10-KPeriod: FY2015

SCHWAB CHARLES CORP Annual Report, Year Ended Dec 31, 2015

Filed February 24, 2016For Securities:SCHWSCHW-PDSCHW-PJ

Summary

Charles Schwab Corporation (SCHW) in its 2015 10-K filing highlights a period of growth in net revenues and net income, driven by strong client momentum and increased client assets. The company experienced a 5% increase in net revenues to $6.38 billion and a 10% rise in net income to $1.45 billion, with diluted EPS growing 8% to $1.03. This growth was supported by a 12% increase in net new client assets, reaching $139.4 billion, and a 10% rise in new brokerage accounts. The company's strategic focus on a full-service model resonated with clients, leading to expanded advisory service adoption. Despite a challenging market environment marked by equity market volatility and low interest rates, Schwab demonstrated resilience. The company effectively managed expenses, with a 4% increase excluding interest, contributing to a robust pre-tax profit margin of 35.7%. The filing also details the company's robust capital and liquidity positions, with Total Stockholders' Equity growing 14% to $13.4 billion. The company continues to navigate a complex regulatory landscape, including the ongoing implementation of Dodd-Frank and Basel III, which are noted as drivers of increased costs and compliance efforts.

Financial Statements
Beta
Revenue$6.38B
Interest Expense$132.00M
Net Income$1.45B
EPS (Basic)$1.04
EPS (Diluted)$1.03
Shares Outstanding (Basic)1.31B
Shares Outstanding (Diluted)1.33B

Key Highlights

  • 1Net revenues increased by 5% to $6.38 billion in 2015, driven by growth in net interest revenue and asset management/administration fees.
  • 2Net income rose by 10% to $1.45 billion, with diluted earnings per share (EPS) increasing by 8% to $1.03.
  • 3Client assets grew by 2% to $2.51 trillion, with net new client assets increasing by 12% to $139.4 billion.
  • 4The company added 1.1 million new brokerage accounts, a 10% year-over-year increase.
  • 5Pre-tax profit margin improved to 35.7% in 2015, reflecting strong business growth and expense management.
  • 6Total stockholders' equity increased by 14% to $13.4 billion, indicating a strong capital position.
  • 7The company highlighted its commitment to managing various risks, including regulatory, operational, and market risks, with a comprehensive enterprise risk management framework.

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