Early Access

10-QPeriod: Q2 FY2012

SCHWAB CHARLES CORP Quarterly Report for Q2 Ended Jun 30, 2012

Filed August 6, 2012For Securities:SCHWSCHW-PDSCHW-PJ

Summary

The Charles Schwab Corporation (SCHW) reported its financial results for the quarter and six months ended June 30, 2012. The company demonstrated resilience in a challenging market, with net revenues increasing by 8% year-over-year in the second quarter to $1.28 billion, driven by growth in trading and other revenues. Net income for the quarter also saw a significant increase of 16% to $275 million, boosted by a one-time gain from a vendor dispute resolution. Despite a slight decrease in asset management and administration fees and relatively flat net interest revenue due to the persistent low interest rate environment, the company managed expenses effectively, with a 6% increase excluding interest, largely due to the integration of optionsXpress. For the first half of the year, net revenues grew 3% to $2.47 billion, while net income slightly decreased by 2% to $470 million, impacted by higher net impairment losses on certain mortgage-backed securities. However, the company's client engagement remained strong, with net new client assets up 43% year-over-year for the first half to $54.9 billion and total client assets reaching $1.8 trillion. Schwab Bank maintained its "well capitalized" status, and both major broker-dealer subsidiaries met regulatory capital requirements, underscoring the company's stable financial condition.

Financial Statements
Beta
Revenue$1.28B
Interest Expense$39.00M
Net Income$275.00M
EPS (Basic)$0.20
EPS (Diluted)$0.20
Shares Outstanding (Basic)1.27B
Shares Outstanding (Diluted)1.27B

Key Highlights

  • 1Net revenues increased 8% to $1.28 billion in Q2 2012 compared to Q2 2011.
  • 2Net income rose 16% to $275 million in Q2 2012 compared to Q2 2011, aided by a $70 million pre-tax gain from a vendor dispute.
  • 3Net new client assets grew significantly, up 43% year-over-year for the first six months of 2012 to $54.9 billion.
  • 4Total client assets reached $1.80 trillion as of June 30, 2012, a 9% increase year-over-year.
  • 5Expenses excluding interest increased 6% in Q2 2012, primarily due to the inclusion of optionsXpress expenses.
  • 6Schwab Bank maintained its "well capitalized" regulatory status.
  • 7Net impairment losses on securities increased significantly in the first six months of 2012, primarily due to credit deterioration in non-agency residential mortgage-backed securities.

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