Early Access

10-QPeriod: Q2 FY2013

SCHWAB CHARLES CORP Quarterly Report for Q2 Ended Jun 30, 2013

Filed August 6, 2013For Securities:SCHWSCHW-PDSCHW-PJ

Summary

The Charles Schwab Corporation's (SCHW) Q2 2013 report shows steady revenue growth driven by asset management and administration fees, and net interest revenue, despite a slight decrease in net income compared to the prior year. This dip in net income was primarily influenced by a significant year-over-year increase in compensation and benefits expenses, as well as the absence of a large vendor dispute resolution gain from Q2 2012. The company demonstrated strong client asset growth and account acquisition, indicating positive business momentum. Financially, SCHW maintained robust client assets at over $2 trillion and expanded its new brokerage accounts. The company's balance sheet remains strong, with significant levels of cash and investments, and well-capitalized banking and broker-dealer subsidiaries. Management highlighted ongoing efforts to manage interest rate sensitivity and navigate the current low-interest-rate environment, while also addressing regulatory changes and potential market risks.

Financial Statements
Beta
Revenue$1.34B
Interest Expense$26.00M
Net Income$256.00M
EPS (Basic)$0.18
EPS (Diluted)$0.18
Shares Outstanding (Basic)1.28B
Shares Outstanding (Diluted)1.29B

Key Highlights

  • 1Net revenues increased by 4% to $1,337 million in Q2 2013 compared to Q2 2012, driven by growth in asset management and administration fees (+15%) and net interest revenue (+3%).
  • 2Net income available to common stockholders decreased by 11% to $233 million in Q2 2013, impacted by higher operating expenses, particularly compensation and benefits, and the absence of a prior year gain.
  • 3Total client assets reached $2,050.9 billion, an increase of 14% year-over-year, demonstrating continued client trust and asset gathering capabilities.
  • 4New brokerage accounts grew by 10% to 243,000 in Q2 2013, indicating successful client acquisition efforts.
  • 5The company's banking subsidiary, Schwab Bank, remains well-capitalized, exceeding all regulatory requirements.
  • 6Subsequent to the quarter, on July 25, 2013, SCHW issued $275 million in Senior Notes maturing in 2018 with a 2.20% interest rate.
  • 7Operating expenses excluding interest rose by 9% in Q2 2013, mainly due to increased compensation and benefits, advertising, and professional services costs.

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