8-KMaterial Agreements

SCHWAB CHARLES CORP 8-K Report, Material Agreement (Nov 28, 2005)

Filed November 28, 2005For Securities:SCHWSCHW-PDSCHW-PJ

Summary

This Form 8-K filing from The Charles Schwab Corporation (SCHW) reports on a material definitive agreement, specifically the terms of a separation agreement with Executive Vice President William L. Atwell, who is retiring from his role as President - Individual Investor. The agreement outlines Mr. Atwell's departure from officer and director roles, with his last day of employment being December 31, 2005. Key financial components of the separation include a lump-sum payment of $975,000, full vesting and exercisability of previously awarded restricted shares (92,000), stock options (250,000), and Long-Term Incentive Plan units (1,450,000). Mr. Atwell is also eligible for his 2005 annual bonus based on performance metrics and his target percentage.

Key Highlights

  • 1William L. Atwell, Executive Vice President and President - Individual Investor, is retiring.
  • 2Mr. Atwell stepped down as an officer and director effective November 8, 2005, with his last employment day on December 31, 2005.
  • 3A lump-sum payment of $975,000 will be made to Mr. Atwell as part of the separation agreement.
  • 4Previous equity awards, including 92,000 restricted shares, 250,000 stock options, and 1,450,000 Long-Term Incentive Plan units, will fully vest.
  • 5Stock options will remain exercisable for three months after December 31, 2005.
  • 6Mr. Atwell is eligible for his 2005 annual bonus, calculated based on performance and a 150% target bonus percentage.
  • 7The separation agreement is contingent on Mr. Atwell satisfying certain post-termination obligations, including a release of claims.

Frequently Asked Questions

This 8-K filing announces the entry into a material definitive agreement regarding the separation and retirement of William L. Atwell, an Executive Vice President at The Charles Schwab Corporation.

Mr. Atwell will receive a lump-sum payment of $975,000. Additionally, his previously awarded restricted shares, stock options, and Long-Term Incentive Plan units will become fully vested and exercisable, and he is eligible for his 2005 annual bonus.

Mr. Atwell's last day of employment will be December 31, 2005. He will have three months after this date to exercise any vested stock options.

Yes, the company's obligations to provide these benefits are subject to Mr. Atwell fulfilling certain post-termination requirements, including signing a release and waiver of claims against the company.