01—Abstract
Summary
Summary of the 10-K/A filed March 17, 2006. Cited figures are marked; the original filing is the authoritative source.
This 10-K/A filing from Southern Company, dated March 16, 2006, primarily serves to include previously omitted Sarbanes-Oxley Act (SOX) certifications from its Chief Executive Officer and Chief Financial Officer.
The report covers the fiscal year ended December 31, 2005. As Southern Company is identified as a large accelerated filer, investors can consider this a standard amendment to ensure compliance with regulatory requirements rather than an indication of new operational or financial developments. The filing confirms that the company is not a shell company and has filed all required reports for the preceding 12 months.
For investors, the key takeaway is the administrative nature of this amendment, which reinforces the company's commitment to financial transparency and regulatory compliance. The aggregate market value of common stock held by non-affiliates was substantial at $25.9 billiona as of June 30, 2005, indicating a significant market presence. The company's common stock and other securities are listed on the New York Stock Exchange, providing liquidity for investors.
02—Key points
Key Highlights
- This filing is an amendment (10-K/A) primarily to include Sarbanes-Oxley Act (SOX) Section 302 and 906 certifications, which were inadvertently omitted from the original 10-K filing.
- The report covers the fiscal year ended December 31, 2005.
- Southern Company is classified as a large accelerated filer, indicating a well-established company with significant public float.
- The aggregate market value of Southern Company's common stock held by non-affiliates was approximately $25.9 billion as of June 30, 2005.
- The company has registered common stock and mandatorily redeemable preferred securities with the New York Stock Exchange.
- The filing confirms that Southern Company is not a shell company and has met its filing obligations for the past 12 months and the preceding 90 days.
03—Questions
Frequently Asked Questions
What is the main purpose of this 10-K/A filing?
The main purpose of this filing is to provide the required certifications from Southern Company's Chief Executive Officer and Chief Financial Officer, as mandated by Sections 302 and 906 of the Sarbanes-Oxley Act of 2002. These certifications were inadvertently omitted from the initial 10-K filing.
Does this amendment indicate any new financial performance or operational changes for Southern Company?
No, this filing is an amendment to correct an omission of regulatory certifications. It does not introduce new financial performance data or disclose significant new operational changes. The content pertains to the fiscal year ending December 31, 2005, and the primary focus is on compliance.
What does Southern Company being a 'large accelerated filer' mean for investors?
Being a 'large accelerated filer' means Southern Company meets certain thresholds for public float and filing history. For investors, this signifies that the company is well-established, has a significant market capitalization, and is subject to rigorous SEC reporting requirements, suggesting a level of transparency and maturity.
What securities does Southern Company have listed on the New York Stock Exchange?
Southern Company has its Common Stock and Mandatorily Redeemable Preferred Securities listed on the New York Stock Exchange. Additionally, 7.125% Trust Preferred Securities, issued by Southern Company Capital Trust VI and guaranteed by The Southern Company, are also registered.
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