10-K/APeriod: FY2011

STATE STREET CORP Annual Report (Amendment), Year Ended Dec 31, 2011

Filed April 5, 2012For Securities:STTSTT-PG

Summary

This filing is an amendment (10-K/A) to State Street Corporation's (STT) 2011 Annual Report on Form 10-K, filed on February 27, 2012. The amendment specifically revises Part III, Item 12, which pertains to security ownership and equity compensation plans. This revised section incorporates information by reference from the company's definitive proxy statement for the 2012 Annual Meeting of Shareholders, particularly regarding the approval of the Amended and Restated 2006 Equity Incentive Plan. Investors should note that this amendment does not introduce new financial information or update other sections of the original 10-K. Its primary purpose is to ensure compliance with SEC regulations by including updated details on executive compensation plans and related disclosures. For a comprehensive understanding of State Street's financial performance and strategic outlook for 2011, investors should refer to the original Form 10-K filing and subsequent SEC filings.

Financial Statements
Beta
Revenue$9.59B
Interest Expense$613.00M
Net Income$1.92B
EPS (Basic)$3.82
EPS (Diluted)$3.79
Shares Outstanding (Basic)492.60M
Shares Outstanding (Diluted)496.07M

Key Highlights

  • 1Amendment No. 1 to the 2011 Form 10-K focuses solely on revising Part III, Item 12, concerning security ownership and equity incentive plans.
  • 2Disclosure for Part III, Item 12, is incorporated by reference from the 2012 Proxy Statement.
  • 3The amendment specifically addresses the approval of the Amended and Restated 2006 Equity Incentive Plan.
  • 4Part IV, Item 15, has also been amended to include required certifications under Exchange Act Rule 13a-14(a).
  • 5This amendment does not alter or update any other financial or operational information from the original 2011 Form 10-K.
  • 6Investors should consult the original 10-K filing for complete financial statements and operational details for the year ended December 31, 2011.

Frequently Asked Questions

This filing is an amendment to State Street Corporation's 2011 Form 10-K. Its main purpose is to revise Part III, Item 12, concerning security ownership and equity compensation plans, by incorporating information from the company's 2012 Proxy Statement. It also includes updated certifications in Part IV.

No, this amendment does not contain new financial results or update the financial statements from the original 2011 Form 10-K filed on February 27, 2012. It is solely an update to disclosures related to executive compensation plans and required certifications.

For detailed financial information, including the consolidated statements of income, condition, changes in shareholders' equity, and cash flows for the year ended December 31, 2011, investors should refer to the original Form 10-K filing by State Street Corporation, which was filed on February 27, 2012.

This amendment specifically refers to the 'Amended and Restated 2006 Equity Incentive Plan' and related disclosures that will be found in the company's 2012 Proxy Statement.