01—Abstract
Summary
Summary of the 10-K/A filed April 5, 2012. Cited figures are marked; the original filing is the authoritative source.
This filing is an amendment (10-K/A) to State Street Corporation's (STT) 2011 Annual Report on Form 10-K, filed on February 27, 2012.
The amendment specifically revises Part III, Item 12, which pertains to security ownership and equity compensation plans. This revised section incorporates information by reference from the company's definitive proxy statement for the 2012 Annual Meeting of Shareholders, particularly regarding the approval of the Amended and Restated 2006 Equity Incentive Plan. Investors should note that this amendment does not introduce new financial information or update other sections of the original 10-K.
Its primary purpose is to ensure compliance with SEC regulations by including updated details on executive compensation plans and related disclosures. For a comprehensive understanding of State Street's financial performance and strategic outlook for 2011, investors should refer to the original Form 10-K filing and subsequent SEC filings.
02—Key points
Key Highlights
- Amendment No. 1 to the 2011 Form 10-K focuses solely on revising Part III, Item 12, concerning security ownership and equity incentive plans.
- Disclosure for Part III, Item 12, is incorporated by reference from the 2012 Proxy Statement.
- The amendment specifically addresses the approval of the Amended and Restated 2006 Equity Incentive Plan.
- Part IV, Item 15, has also been amended to include required certifications under Exchange Act Rule 13a-14(a).
- This amendment does not alter or update any other financial or operational information from the original 2011 Form 10-K.
- Investors should consult the original 10-K filing for complete financial statements and operational details for the year ended December 31, 2011.
03—One dollar
04—Financials
Financial Highlights
Figures from 10-K/AFY2011filed April 5, 2012Financial Statements
FY2011 against FY2010
| Line item | FY2011FY2010 | Change |
|---|---|---|
| Revenue | $9.59B$8.95B | +7.2% |
| Interest Expense | $613.00M$763.00M | −19.7% |
| Net Income | $1.92B$1.56B | +23.4% |
| EPS (Basic) | $3.82$3.11 | +22.8% |
| EPS (Diluted) | $3.79$3.09 | +22.7% |
| Shares Outstanding (Basic) | 492.60M495.39M | −0.6% |
| Shares Outstanding (Diluted) | 496.07M497.92M | −0.4% |
05—Questions
Frequently Asked Questions
What is the primary purpose of this 10-K/A filing?
This filing is an amendment to State Street Corporation's 2011 Form 10-K. Its main purpose is to revise Part III, Item 12, concerning security ownership and equity compensation plans, by incorporating information from the company's 2012 Proxy Statement. It also includes updated certifications in Part IV.
Does this amendment contain new financial results for State Street?
No, this amendment does not contain new financial results or update the financial statements from the original 2011 Form 10-K filed on February 27, 2012. It is solely an update to disclosures related to executive compensation plans and required certifications.
Where can I find the detailed financial information for State Street for the year ended December 31, 2011?
For detailed financial information, including the consolidated statements of income, condition, changes in shareholders' equity, and cash flows for the year ended December 31, 2011, investors should refer to the original Form 10-K filing by State Street Corporation, which was filed on February 27, 2012.
What specific equity plan is being discussed in this amendment?
This amendment specifically refers to the 'Amended and Restated 2006 Equity Incentive Plan' and related disclosures that will be found in the company's 2012 Proxy Statement.
06—Continue